Sign up to save your podcasts
Or
Share SEC Marketing Rules: Insights from an SEC Expert
Share to email
Share to Facebook
Share to X
Share to email
Share to Facebook
Share to X
Or
SEC Marketing Rules: Insights from an SEC Expert
In November 2022, the SEC issued new rules that dictate how firms can market hypothetical performance, case studies, testimonials, and other promotional materials. In this month’s episode of SS&C Advent’s Tech It Up podcast , Bree Pollard, Director at the ACA Group , shares practical advice on navigating the 2023 SEC Exam Priorities. The conversation explores:
Join hosts, Join Trent Berry, and Jasmin Conner for an in-depth conversation with real-world applications.
View all episodes
By SS&C Advent
4.4
77 ratings
In November 2022, the SEC issued new rules that dictate how firms can market hypothetical performance, case studies, testimonials, and other promotional materials. In this month’s episode of SS&C Advent’s Tech It Up podcast , Bree Pollard, Director at the ACA Group , shares practical advice on navigating the 2023 SEC Exam Priorities. The conversation explores:
Join hosts, Join Trent Berry, and Jasmin Conner for an in-depth conversation with real-world applications.