SEC Roundup

SEC Roundup 78: ASA Challenges the Constitutionality of the MSRB


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The American Securities Association (ASA) is challenging the constitutionality of the Municipal Securities Rulemaking Board (MSRB) in the 11th Circuit. ICAN co-founder Nick Morgan and guest host Sarah Concannon talk with ASA CEO Chris Iacovella about the lawsuit, its implications for self-regulatory organizations, and the SEC’s push for faster trade reporting. Tune in for expert insights on this high-stakes legal battle.

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SEC RoundupBy ICAN