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SEC Roundup 84: Cracks in the CAT — Court Rules Against SEC’s Massive Surveillance Tool
The SEC’s Consolidated Audit Trail (CAT) just suffered a major legal blow. ICAN’s Nick Morgan is joined by Jennifer Schulp—frequent SEC Roundup co-host and Cato Institute financial regulation expert—along with ASA CEO Chris Iacovella, to unpack the 11th Circuit’s rebuke of the CAT’s funding model and what it means for investor privacy, surveillance, and SEC overreach.
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By ICANThe SEC’s Consolidated Audit Trail (CAT) just suffered a major legal blow. ICAN’s Nick Morgan is joined by Jennifer Schulp—frequent SEC Roundup co-host and Cato Institute financial regulation expert—along with ASA CEO Chris Iacovella, to unpack the 11th Circuit’s rebuke of the CAT’s funding model and what it means for investor privacy, surveillance, and SEC overreach.