The Securities and Exchange Commission has proposed sweeping new rules to address how investment advisers safeguard client assets. In this episode of Mutual Fund Minute, Sidley’s Jay Baris looks at how the revisions to the SEC’s so-called custody rules would affect advisers, funds, and investors.

The Securities and Exchange Commission has proposed sweeping new rules to address how investment advisers safeguard client assets. In this episode of Mutual Fund Minute, Sidley’s Jay Baris looks at how the revisions to the SEC’s so-called custody rules would affect advisers, funds, and investors.

The Securities and Exchange Commission has proposed sweeping new rules to address how investment advisers safeguard client assets. In this episode of Mutual Fund Minute, Sidley’s Jay Baris looks at how the revisions to the SEC’s so-called custody rules would affect advisers, funds, and investors.

SEC Safeguarding Rule

Welcome to Sidley’s Mutual Fund Minute podcast.&nbsp; Join us for this series of short insights addressing issues of interest to fund directors, advisers, and other stakeholders.&nbsp; Each week Sidley Senior Counsel Jay Baris and guests discuss new trends, regulations, and developments and how they will affect you.&nbsp;

Business

Welcome to Sidley’s Mutual Fund Minute podcast.  Join us for this series of short insights addressing issues of interest to fund directors, advisers, and other stakeholders.  Each week Sidley Senior Counsel Jay Baris and guests discuss new trends, regulations, and developments and how they will affect you. 

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SEC Safeguarding Rule

SEC Safeguarding Rule

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