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House Financial Services taskforce considers risks from developments in consumer data sharing. In first case involving Regulation Crowdfunding, SEC charges funding portal and issuer for involvement in fraudulent distribution. SEC warns investors of risks of investments in companies operating in China. Global trade associations caution BCBS against "overly conservative" cryptoasset regulation. Comment deadline set on FINRA proposed extension for remote inspections. Updated Swaps Chapter in Commodities Regulation Guide.
By Cadwalader CabinetHouse Financial Services taskforce considers risks from developments in consumer data sharing. In first case involving Regulation Crowdfunding, SEC charges funding portal and issuer for involvement in fraudulent distribution. SEC warns investors of risks of investments in companies operating in China. Global trade associations caution BCBS against "overly conservative" cryptoasset regulation. Comment deadline set on FINRA proposed extension for remote inspections. Updated Swaps Chapter in Commodities Regulation Guide.