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Sept 13: Dare to Share?
CRS considers implications of a CFPB rulemaking on consumer-authorized access to financial data. Broker-dealer settles Nasdaq options market charges for intra-day quotation violations. SEC updates COVID-19 telework operations status. SEC OIEA cautions investors on investment scams related to Hurricane Ida. FINRA EVP of Member Supervision to retire. OFAC further delays effective date for authorization of transactions related to Petróleos de Venezuela, S.A.
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By Cadwalader CabinetCRS considers implications of a CFPB rulemaking on consumer-authorized access to financial data. Broker-dealer settles Nasdaq options market charges for intra-day quotation violations. SEC updates COVID-19 telework operations status. SEC OIEA cautions investors on investment scams related to Hurricane Ida. FINRA EVP of Member Supervision to retire. OFAC further delays effective date for authorization of transactions related to Petróleos de Venezuela, S.A.