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SEC Chair Gary Gensler testifies on regulatory Priorities. SIFMA and SIFMA AMG urge 18-month implementation for TBA margin proposal. Three media companies settle SEC charges for unregistered stock and digital assets offerings. New York Supreme Court shuts down digital asset trading company. Broker-dealer settles NYSE and NYSE Arca charges for failing to maintain continuous quotations. FINRA proposes extension of remote inspection relief. ISDA provides reporting guidance on 2021 interest rate definitions. Comment deadline set for FINRA proposal to further delay TBA margin requirements. Cadwalader Clients & Friends Memo: One-Two Punch: FTC Does About-Face on Treatment of Debt for HSR Purposes and Casts Doubt on Informal Interpretation Program.
By Cadwalader CabinetSEC Chair Gary Gensler testifies on regulatory Priorities. SIFMA and SIFMA AMG urge 18-month implementation for TBA margin proposal. Three media companies settle SEC charges for unregistered stock and digital assets offerings. New York Supreme Court shuts down digital asset trading company. Broker-dealer settles NYSE and NYSE Arca charges for failing to maintain continuous quotations. FINRA proposes extension of remote inspection relief. ISDA provides reporting guidance on 2021 interest rate definitions. Comment deadline set for FINRA proposal to further delay TBA margin requirements. Cadwalader Clients & Friends Memo: One-Two Punch: FTC Does About-Face on Treatment of Debt for HSR Purposes and Casts Doubt on Informal Interpretation Program.