Cadwalader Cabinet General Counsel

Sept 15: More and Then Some


Listen Later

SEC Chair Gary Gensler testifies on regulatory Priorities. SIFMA and SIFMA AMG urge 18-month implementation for TBA margin proposal. Three media companies settle SEC charges for unregistered stock and digital assets offerings. New York Supreme Court shuts down digital asset trading company. Broker-dealer settles NYSE and NYSE Arca charges for failing to maintain continuous quotations. FINRA proposes extension of remote inspection relief. ISDA provides reporting guidance on 2021 interest rate definitions. Comment deadline set for FINRA proposal to further delay TBA margin requirements. Cadwalader Clients & Friends Memo: One-Two Punch: FTC Does About-Face on Treatment of Debt for HSR Purposes and Casts Doubt on Informal Interpretation Program.

...more
View all episodesView all episodes
Download on the App Store

Cadwalader Cabinet General CounselBy Cadwalader Cabinet