Cadwalader Cabinet General Counsel

Sept 17: More Power to (Compel) You


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FTC approves new compulsory process resolutions. FDIC sets up new mission-driven bank fund. NASAA offers recommendations on implementing Model Act to protect seniors from financial exploitation. Coinbase applies for FCM registration. SEC awards whistleblower for independent analysis; Total payouts since 2012 surpass $1 Billion. Effective date set for FTC amendments to affiliate marketing rule. SEC approves MSRB extension for municipal advisor principal qualification examination. Effective date set for NFA amendments to definition of "branch office."

 

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Cadwalader Cabinet General CounselBy Cadwalader Cabinet