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SEC Chair Gensler considers investor protection implications of evolving financial technologies. Treasury's Federal Insurance Office seeks feedback on approach to climate-related financial risks. Deadline set for SEC comment request on "digital engagement practices." CFPB debt collection regulations will go into effect on November 30. Comment deadline set for MSRB-proposed amendments to annual customer notification requirements. FINRA elects and appoints members to its board of governors.
By Cadwalader CabinetSEC Chair Gensler considers investor protection implications of evolving financial technologies. Treasury's Federal Insurance Office seeks feedback on approach to climate-related financial risks. Deadline set for SEC comment request on "digital engagement practices." CFPB debt collection regulations will go into effect on November 30. Comment deadline set for MSRB-proposed amendments to annual customer notification requirements. FINRA elects and appoints members to its board of governors.