Lesson 8 Securities Act of 1933: After the stock market crashed in 1929, Congress passed The Securities Act of 1933, which brought major reform and regulation to the financial industry in the United States. It regulates the primary market, and requires people to disclose all material facts when transacting business with each other. The primary ... Read more

Series 22 Exam Lesson 8 Securities Act of 1933:

This Podcast is for the training the financial services representative in the preparation to take the FINRA The Series 22 exam.  Often called the Direct Participation Programs Limited Representative Exam, the Series 22 assesses the competency of an entry-level registered representative to perform their job as a direct participation programs representative.  The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a direct participation programs representative, including the solicitation, purchase and sale of limited partnerships, among other products.  Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 22 exam to obtain the Direct Participation Programs Representative registration. For more information about the SIE and Series 22 exams.

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This Podcast is for the training the financial services representative in the preparation to take the FINRA The Series 22 exam. Often called the Direct Participation Programs Limited Representative Exam, the Series 22 assesses the competency of an entry-level registered representative to perform their job as a direct participation programs representative. The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a direct participation programs representative, including the solicitation, purchase and sale of limited partnerships, among other products. Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 22 exam to obtain the Direct Participation Programs Representative registration. For more information about the SIE and Series 22 exams.

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Series 22 Exam Lesson 8 Securities Act of 1933:

Series 22 Exam Lesson 8 Securities Act of 1933: