Cadwalader Cabinet General Counsel

Should This Rule Be Rolled Out or Ruled Out?


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SEC adopts resource extraction disclosure rule. SEC adopts rule to exempt certain SBSEFs and SBSDs from registering as clearing agencies. Market participants join ARRC in urging New York to adopt LIBOR-related legislation. SEC alerts investors to rising number of investment scams. SEC Chair highlights successful implementation of CAT. Broker-dealer settles SEC charges for disclosure failures. China-based coffee company settles SEC charges of accounting fraud.
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Cadwalader Cabinet General CounselBy Cadwalader Cabinet