SIFMA raises concerns on proposed solicitor municipal advisor regulations. OFAC authorizes certain transactions involving the Belarusian KGB. Firm settles FINRA charges for supervisory violations on variable life insurance contracts and mutual funds.

Solicitous as to Solicitors

The Cadwalader Cabinet General Counsel podcast gives legal and compliance professionals a rundown of emerging developments in financial regulation each business day. To learn more, visit www.cadwalader.com/thecabinet.
Hosted by William Sadd and Cheryl Kuntz, Produced by William Sadd, and Engineered by Scott Teplin.

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The Cadwalader Cabinet General Counsel podcast gives legal and compliance professionals a rundown of emerging developments in financial regulation each business day. To learn more, visit www.cadwalader.com/thecabinet. Hosted by William Sadd and Cheryl Kuntz, Produced by William Sadd, and Engineered by Scott Teplin.

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Solicitous as to Solicitors

Solicitous as to Solicitors