Behind the Vault

Staying Ahead of Regulatory Change- Insights from Jim McCarthy


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How is fintech changing financial regulation, and what does it mean for your institution? In this episode of Behind the Vault, Jim McCarthy draws on his unique experience as a founding CFPB member and former FDIC regulator to help us understand where consumer financial regulation is headed.

Key topics from our conversation:

  • Evolution of consumer financial regulation
  • Using sentiment data to predict compliance risks
  • Impact of fintech on regulatory expectations
  • Open banking and Rule 1033 implications
  • Strategies for staying ahead of regulatory changes


Jim's perspective and advice can be invaluable to:

  • Bank and credit union executives
  • Compliance officers
  • Risk management professionals
  • Fintech leaders
  • Banking strategists


For more info:

  • Jim's firm, McCarthy Hatch
  • Jim's LinkedIn Profile
  • Financial Forward Podcast

...more
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Behind the VaultBy Mindspan Systems

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