The Enforcement Insider Podcast

The CFTC’s Recent Recordkeeping Cases, and the Compliance Challenges Posed by AI


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In this episode, partners Michael Loesch and Brendan Quigley discuss further activity and substantial penalties in CFTC recordkeeping and communications cases involving third party vendor failures. Brendan and Michael are also joined by firm partner Michael Ward to cover the disruption that is artificial intelligence (AI) and what that means to company compliance officers.

For more information please visit bakerbotts.com/services/practice-areas/artificial-intelligence-ai or bakerbotts.com/services/practice-areas/enforcements-and-investigations.

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The Enforcement Insider PodcastBy enforcementinsider