Conversations for Financial Professionals

The Entry Level Financial Advisor Career Path


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This originally aired as a video on my YouTube channel which you can watch here: https://www.youtube.com/watch?v=1f4MEt0NzoA

What is the entry level financial advisor career path like? This is a question I get all the time and I want to cover the 4 basic paths today.

  1. Brief history of entrance into the industry
  • There are differences between each channel. They are the bank (or wirehouse/captive), broker-dealer, independents (or registered investment advisors) and hybrids.
  • There is a different standard in those channels—it is the suitability standard or the fiduciary standard.
  • Why you may choose either has totally to do with you and what you believe. Can you serve the client's best interest using either standard? What you would do for your parents should be what you do for clients.
  • Thanks for listening.

    For more information on what I'm doing for current and aspiring financial professionals, click here.

    Want to connect with me? Send me a DM on Linkedin (@dhendersonsr) or Instagram (@dominiquehendersonsr).

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    Conversations for Financial ProfessionalsBy Dominique Henderson, CFP®

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