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The FCA: a changing approach to non-financial misconduct
Head of Dispute Resolution Robin Henry and Associate Tamara Davis discuss non-financial misconduct with a particular focus on how the FCA are developing their regulatory scope in this area.
Topics covered include:
-What is financial misconduct and how is it currently regulated by the FCA?
-What has triggered the FCA's recent commitment to regulating non-financial misconduct ?
-Should the FCA be dealing with non-financial misconduct?
Run time: 17 minutes
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By Collyer Bristow LLPHead of Dispute Resolution Robin Henry and Associate Tamara Davis discuss non-financial misconduct with a particular focus on how the FCA are developing their regulatory scope in this area.
Topics covered include:
-What is financial misconduct and how is it currently regulated by the FCA?
-What has triggered the FCA's recent commitment to regulating non-financial misconduct ?
-Should the FCA be dealing with non-financial misconduct?
Run time: 17 minutes