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The Long Blockchain of the Law
FinCEN proposes additional requirements for certain CVC and digital asset transactions. Firm settles FINRA charges for inadequate supervision of representatives' recommendations. SEC staff highlight 2021 focus of Reg BI examinations. CFTC staff extends no-action relief from DCO registration to Shanghai Clearing House. SEC Office of Credit Ratings reviews NSROs for 2020. SEC staff summarize FIMSAC 2020 regulatory recommendations.
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By Cadwalader CabinetFinCEN proposes additional requirements for certain CVC and digital asset transactions. Firm settles FINRA charges for inadequate supervision of representatives' recommendations. SEC staff highlight 2021 focus of Reg BI examinations. CFTC staff extends no-action relief from DCO registration to Shanghai Clearing House. SEC Office of Credit Ratings reviews NSROs for 2020. SEC staff summarize FIMSAC 2020 regulatory recommendations.