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The Lowdown on Shorts
FINRA seeks comment on expansion of short interest reporting requirements. CFTC subcommittee’s recommendation paves way for term SOFR. SEC Chair Gary Gensler solicits nominations for PCAOB seats. Firm settles FINRA charges for OATS and OTCRF reporting failures. Cadwalader Financial Services Group attorneys recognized in Chambers USA 2021.
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By Cadwalader CabinetFINRA seeks comment on expansion of short interest reporting requirements. CFTC subcommittee’s recommendation paves way for term SOFR. SEC Chair Gary Gensler solicits nominations for PCAOB seats. Firm settles FINRA charges for OATS and OTCRF reporting failures. Cadwalader Financial Services Group attorneys recognized in Chambers USA 2021.