A program manager in a power plant process group told me about the “mock audit” that his company performs in its power plants across the country. He explained that his industry is heavily regulated at both the state and federal level. Power plants are subject to numerous levels of oversight including various ISO standards to which they must comply. ISO is the International Organization for Standardization, and it develops and publishes International Standards for various industries and organizations.

The DOJ has continually made clear that compliance audits, with actionable remediation plans, are a key component of any effective compliance program. The concept of the mock audit is one that can facilitate continuous improvement. It is a process designed to help your employees do business in a more compliant manner and it is a tool that should not be overlooked.

Three key takeaways: 

Learn more about your ad choices. Visit megaphone.fm/adchoices