Real Life Regulators: Financial Fraud

The Next Frontier – A Virtual ‘Wild West’ in Nontraditional Investments


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This episode concludes our special three-part series that explores the different “frontiers” of fraud – from the early days of investing and the origins of the Blue captiSky Law, to the “Wild, Wild West” of nontraditional investments within The Metaverse.

Our guest is Joseph Rotunda, NASAA Enforcement Section Committee Vice-Chair and Texas State Securities Board Enforcement Division Director. Joseph discusses the next frontier of investment fraud.

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Real Life Regulators: Financial FraudBy NASAA

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