We discuss compliance topics that effect RIA firms from a former regulator's perspective.
Hosted by: Ivan Barretto
... moreBy Ivan Barretto and Collin O'Bryant
We discuss compliance topics that effect RIA firms from a former regulator's perspective.
Hosted by: Ivan Barretto
... more5
55 ratings
The podcast currently has 50 episodes available.
Wes Stillman Bio:
Wes Stillman is the Chief Executive Officer of RightSize Solutions. After 30+ years of managing technology in high-level positions, Wes began RightSize Solutions in 2002 because RIAs needed a technology partner who really understood their needs. More than 13 years later, he remains committed to understanding every nuance of his clients’ businesses.
Topic I - What are some of the lessons learned in 2021?
Topic II - What the responsibilities that RIAs have when it comes to IT and cybersecurity?
Topic III - From a practical standpoint, what is the most important best practice that people should use?
Topic IV - What is Predictive Ransomware Protection?
Topic V - Even the SEC was a target of cyber-criminals, how did the happen?
Topic VI - Finally, where do you see the future of IT management and cybersecurity as we enter 2022?
Guest Speaker Information:
Wes Stillman, CEO
LinkedIn: https://www.linkedin.com/in/wes-stillman-ba2a75/
Company Information:
RightSize Solutions Website: http://www.rightsize-solutions.com/ Company LinkedIn: https://www.linkedin.com/company/right-size-solutions/
In the News: https://www.rightsize-solutions.com/resources/in-the-news/
Tech Trends: https://www.rightsize-solutions.com/resources/tech-trends/
RightSize will be at the 2022 Investment Adviser Compliance Conference
https://investmentadviser.org/events/compliance-conference/
Schwab E&O Update
Show Notes
Topic I: Schwab E&O Update
Topic II: Crypto ETF
Guest Speaker Info:
Chad Ramberg, President Box Professional Insurance, LLC
Phone: 817-865-1519 Email: [email protected]
Website: www.boxproinsurance.com
Chad's LinkedIn: https://www.linkedin.com/in/chad-ramberg-71278533/
Advisors can email that address below and put in the subject line – “Do I meet the Schwab requirements?”
[email protected]
Please attach a copy of the insurance coverage in place including the following.
Tales from the Crypto
Introduction
Topic 1 - Why are there so many crypto scams
Topic 2 - What are the main types of crypto scams
Topic 3 - How do some of them get so big?
Topic 4 - Some of the biggest scams and Ponzi schemes in crypto are still going and still scamming people even after regulators have stepped in and labeled them as scams- how is that even possible?
Topic 5 - What makes people fall for the scams?
Topic 6 - Have scams negatively affected crypto, or is it just a phase that crypto will go past?
Outro
Speaker Bio:
Erica Stanford is the author of Crypto Wars: Faked Deaths, Missing Billions, and Industry Disruption about the biggest hacks and scams in crypto. She is also the Founder of the crypto community, the Crypto Curry Club, which publishes Blockchain Industry Review. She is a frequent speaker and commentator on both use cases and applications of cryptocurrency as well as on crypto scams. She is an Associate Guest Lecturer at Warwick Business School on crypto use cases. She is part of VC-backed crypto wallet and DEX startup Cent Finance. She also works part-time at CMS law firm advising on crypto and fintech strategy.
Erica Stanford's Linkedin:
https://www.linkedin.com/in/ericastanford/
Crypto Wars: Faked Deaths, Missing Billions and Industry Disruption about the biggest hacks and scams in crypto.
https://www.amazon.co.uk/Crypto-Wars-Billions-Industry-Disruption/dp/1398600687/?geniuslink=true
FINANCIAL ADVISOR SUCCESS TRAINING (FAST) PROGRAM
Podcast Show Notes
I. Intro
II. How do you define brand?
III. Four Steps to up-leveling your brand
IV. Where do you go from there?
Susan Danzig, Business Development Expert
Website: https://www.susandanzig.com/
Phone: (925) 954-1773
Email: [email protected]
Facebook: https://www.facebook.com/SusanDanzigLLC/
LinkedIn: https://www.linkedin.com/in/susandanzig/
Go to www.financialadvisorsuccessquiz.com and take the quiz now.
E&O Digital Assets
Intro
Topic 1 - E & O trends
Topic 2 - Digital Assets E & O
Guest Speaker Info:
Chad Ramberg, President Box Professional Insurance, LLC
Phone: 817-865-1519 Email: [email protected]
Website: www.boxproinsurance.com
Chad's LinkedIn: https://www.linkedin.com/in/chad-ramberg-71278533/
Sebastian Skwarek is the Co-Founder of PreciseFP
Company Website: https://precisefp.com/
7 day Free trial: https://app.precisefp.com/signup
Facebook: https://www.facebook.com/precisefp/
Twitter: https://twitter.com/PreciseFP
LinkedIn: https://www.linkedin.com/in/sebastianskwarek/
PreciseFP LinkedIn: https://www.linkedin.com/company/precisefp---spectrum-input-llc-/
Brian Hahn Founder
MTradecraft
Linkedin: https://www.linkedin.com/in/jbrianhahn/
Speaker Bio: Brian is founded of MTradecraft in 2009. Mtradecraft serves all financial institutions, with focused expertise in the RIA, broker-dealer, hedge fund, and family office space. MTradecraft supports over 180 clients nationwide.
MTradecraft
Website: https://www.mtradecraft.com/
Phone: 210-264-2578
Email: [email protected]
LinkedIn: https://www.linkedin.com/company/mtradecraft/
Here is the webpage for Fieldcraft:
https://www.mtradecraft.com/fieldcraft.html
Here is a Youtube video with a Demo:
https://youtu.be/jcGhpMeza0I
If firms are interested, that can request a free demo account here:
https://www.mtradecraft.com/fieldcraftdemo.html
Podcast outline
I. Intro
II. Equipment Needed
III. Fiverr (Podcast name, Editing, Artwork)
IV. Podcast Recording (Zencastr)
V. Podcast Publishing (Podcast.co)
VI. Audiogram (Headliner)
VII. Podcast Guests (Matchmaker)
VIII. Outro
Samson Go Mic
https://www.amazon.com/Samson-Mic-Portable-Condenser-Microphone/dp/B001R76D42/ref=sr_1_5?crid=3CXXKPKMHZUHE&dchild=1&keywords=samson+go+mic+portable+usb+condenser+microphone&qid=1625673465&sprefix=samson+go+mic%2Caps%2C206&sr=8-5
Jabra Elite 85t
https://www.amazon.com/Jabra-Wireless-Bluetooth-Earbuds-Titanium/dp/B08HR78C46/ref=sr_1_1_sspa?dchild=1&keywords=jabra+elite+85t&qid=1625673593&sr=8-1-spons&psc=1&spLa=ZW5jcnlwdGVkUXVhbGlmaWVyPUExUlpLUVVFVDlMUTRDJmVuY3J5cHRlZElkPUEwMzEzMDEwM1BRN08wU0VUS1lZOCZlbmNyeXB0ZWRBZElkPUEwMjY0NTcxMlVMQlVNTEFFNkZMTCZ3aWRnZXROYW1lPXNwX2F0ZiZhY3Rpb249Y2xpY2tSZWRpcmVjdCZkb05vdExvZ0NsaWNrPXRydWU=
Fiverr
www.fiverr.com
Zencastr
https://zencastr.com/
Podcast.co
https://www.podcast.co/
Matchmaker
https://www.matchmaker.fm/home
Jimmy Song is a Bitcoin developer, educator and entrepreneur. He's an open source contributor to many different Bitcoin projects. He is the author of Programming Bitcoin from O'Reilly, The Little Bitcoin Book and Thank God for Bitcoin. Jimmy writes a weekly newsletter, Bitcoin Tech Talk and has a podcast Bitcoin Fixes This
Speaker Information:
Jimmy Song
Linkedin: https://www.linkedin.com/in/jimmysong/
Bitcoin Fixes This Podcast
https://open.spotify.com/show/6jEPeE4yhsoZJrDRcs9dLN?si=etZGcr7sQReKYcYRop3o-Q&dl_branch=1
What the NFT?
Intro
Topic - What is an NFT?
Topic - Compliance and NFT
Topic - NFT and Charity
Outro
Speaker Information:
Marc Moglen
Principal, AU3d.IO
Website: https://www.au3d.io/
LinkedIn: https://www.linkedin.com/company/au3dio/about/
Marc's LinkedIn:
https://www.linkedin.com/in/marcmoglen/
The podcast currently has 50 episodes available.