<p>John Gebauer and I discuss the key regulatory issues facing advisors, including RegBI, form CRS, the SEC’s planned changes to its advertising and cash solicitation rules and the Michael Kiitces/XYPN lawsuit against the SEC.</p>

John Gebauer and I discuss the key regulatory issues facing advisors, including RegBI, form CRS, the SEC’s planned changes to its advertising and cash solicitation rules and the Michael Kiitces/XYPN lawsuit against the SEC.

The Shifting Regulatory Landscape for Advisors

This podcast is hosted by Advisor Perspectives, one of the leading publications for financial advisors. Our podcast series brings you short interviews with top thought leaders in financial advice, planning, investments and economics. Each episode focuses on a specific issue facing financial advisors. Listeners will learn the key trends affecting the way they and their competitors operate and the steps advisors can take grow their practices and deliver better service to their clients.

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The Shifting Regulatory Landscape for Advisors

The Shifting Regulatory Landscape for Advisors