This Week in Government Enforcement – 9 August 2021
This week's discussion will cover the following:
SEC brings charges unregistered crypto exchange: In the Matter of Poloniex, LLC
The need to keep your auditor at arm's length -- SEC brings auditor independence case for audit bid-related misconduct against accounting firm, it's partners and the Chief Accounting Officer of public company: In the Matter of Ernst & Young LLP, et al. and In the Matter of William G. Stiehl
Accusations against Governor Cuomo: Key Legal Issues
This Week in Government Enforcement – 9 August 2021
This week's discussion will cover the following:
SEC brings charges unregistered crypto exchange: In the Matter of Poloniex, LLC
The need to keep your auditor at arm's length -- SEC brings auditor independence case for audit bid-related misconduct against accounting firm, it's partners and the Chief Accounting Officer of public company: In the Matter of Ernst & Young LLP, et al. and In the Matter of William G. Stiehl
Accusations against Governor Cuomo: Key Legal Issues