Baker McKenzie

This Week in Government Enforcement – 9 August 2021


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This week's discussion will cover the following: 

  • SEC brings charges unregistered crypto exchange: In the Matter of Poloniex, LLC
  • The need to keep your auditor at arm's length -- SEC brings auditor independence case for audit bid-related misconduct against accounting firm, it's partners and the Chief Accounting Officer of public company: In the Matter of Ernst & Young LLP, et al. and In the Matter of William G. Stiehl
  • Accusations against Governor Cuomo: Key Legal Issues
  • New Belarus Sanctions
...more
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Baker McKenzieBy Baker McKenzie