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Top Mistakes Financial Advisors Make—Ethics, Risks, & Red Flags
🎙️ Welcome to Finance Village! 🎙️
Sheldon Brow and Seun Adeyemi welcome legal powerhouse Harold Geller, a trailblazer in financial services advocacy. Known for championing consumer rights and holding industry players accountable, Harold shares his wealth of knowledge on the legal and ethical challenges financial advisors face when things go wrong. Harold also pulls back the curtain on the Canadian financial industry, sharing firsthand insights on systemic issues, regulatory reform, and the importance of transparency.
The complexities of providing sound financial advice and navigating ethical dilemmas.
Insight into the challenges of Know Your Product (KYP) and Know Your Client (KYC) obligations.
The red flags clients should watch for when selecting a financial advisor.
Connect with Harold-
linkedin.com/in/harold-geller-25094033
Connect with us!
https://financevillage.ca
https://pocketfinance.com
https://linktr.ee/questorpods
View all episodes
By Questor Media🎙️ Welcome to Finance Village! 🎙️
Sheldon Brow and Seun Adeyemi welcome legal powerhouse Harold Geller, a trailblazer in financial services advocacy. Known for championing consumer rights and holding industry players accountable, Harold shares his wealth of knowledge on the legal and ethical challenges financial advisors face when things go wrong. Harold also pulls back the curtain on the Canadian financial industry, sharing firsthand insights on systemic issues, regulatory reform, and the importance of transparency.
The complexities of providing sound financial advice and navigating ethical dilemmas.
Insight into the challenges of Know Your Product (KYP) and Know Your Client (KYC) obligations.
The red flags clients should watch for when selecting a financial advisor.
Connect with Harold-
linkedin.com/in/harold-geller-25094033
Connect with us!
https://financevillage.ca
https://pocketfinance.com
https://linktr.ee/questorpods