SBR - Author's Podcast

Upping Your (Compliance) Game


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Welcome to the SBR-Authors Podcast! In this podcast series, host Tom Fox visits with authors in the compliance arena and beyond. Today, the tables are turned as Caitlyn Tobey and Ellen Hunt from The Seven Elements Compliance Book Club host Tom to talk about his most recent book, Upping Your Game.

They explore how AI and machine learning can transform compliance operations, turning them into strategic business functions. He discusses the operationalization of compliance, the importance of integrating ethics into business practices, and the role of AI in enhancing the effectiveness of compliance. Notable examples, such as Wells Fargo’s use of AI in compliance and the concept of compliance by design, demonstrate how technology can facilitate more efficient business processes and foster a proactive compliance culture.

Key highlights:

  • Reframing Compliance in the Trump Era
  • The Role of AI in Compliance
  • Ethics and Compliance: A Strategic Partnership
  • Challenges and Risks of AI in Compliance
  • AI Chatbots in Compliance
  • Resources:

    Upping Your Game on Amazon.com

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    SBR - Author's PodcastBy Thomas Fox