This episode features Ben Westin, Chief Compliance Officer of Regal Financial Group. Ben discusses - the series of events that led to his interest in compliance - the top things he would do to transform our industry - Reg BI and how it will shape our industry going forward - the role technology plays in helping firms and advisors meet their Reg BI obligations - why regulators are focused on the Care Obligation of Reg BI - and more. InvestorCOM Website: https://investorcom.com/, InvestorCOM Social Media: Twitter: https://twitter.com/InvestorCOMInc, LinkedIn: https://www.linkedin.com/company/investorcominc