Wealth Compliance Leaders

Wealth Compliance Leaders featuring Bo Howell, Cofounder and CEO of Joot


Listen Later

Bo Howell is the cofounder and CEO of Joot and joins us in today's conversation.   

Bo has over 10 years of experience as a securities lawyer and chief compliance officer. He has served in roles with SEC-registered investment advisers, registered and unregistered investment companies, and broker-dealers. Bo has worked at the SEC’s Division of Investment Management, a Fortune 500 financial services company, and an innovative technology-driven law firm. Bo is a U.S. Navy veteran.  

In this episode, you’ll hear Bo discuss  

  • His experience as a securities lawyer, ex. SEC regulator and now Regtech founder 
  • The value of technology and automation in the wealth compliance space 
  • How compliance officers can tackle new and existing regulations
  • ...more
    View all episodesView all episodes
    Download on the App Store

    Wealth Compliance LeadersBy InvestorCOM Inc.

    • 5
    • 5
    • 5
    • 5
    • 5

    5

    1 ratings