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Wealth Compliance Leaders featuring Craig Watanabe, Director of IA Compliance at DFPG Investments LLC
In this episode, we interviewed Craig Watanabe, Director of IA Compliance at DFPG Investments LLC.
Craig entered the securities industry in 1983 and he has had a very successful career as a financial planner, branch manager, Chief Operating Officer and Chief Compliance Officer. Craig dedicates his time to advancing the wealth management and compliance profession.
A very interesting and insightful discussion that you won't want to miss.
== For more information ==
InvestorCOM Website: https://investorcom.com/
InvestorCOM Social Media:
Twitter: https://twitter.com/InvestorCOMInc
LinkedIn: https://www.linkedin.com/company/investorcominc
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By InvestorCOM Inc.
5
11 ratings
In this episode, we interviewed Craig Watanabe, Director of IA Compliance at DFPG Investments LLC.
Craig entered the securities industry in 1983 and he has had a very successful career as a financial planner, branch manager, Chief Operating Officer and Chief Compliance Officer. Craig dedicates his time to advancing the wealth management and compliance profession.
A very interesting and insightful discussion that you won't want to miss.
== For more information ==
InvestorCOM Website: https://investorcom.com/
InvestorCOM Social Media:
Twitter: https://twitter.com/InvestorCOMInc
LinkedIn: https://www.linkedin.com/company/investorcominc