Wealth Compliance Leaders

Wealth Compliance Leaders featuring Rob Dearman, CEO and Chief Innovation Officer of DCG Insight


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This episode features Rob Dearman, CEO and Chief Innovation Officer at DCG Insights. Rob discusses - his interest in the intersection of regulations, technology, and financial advice - his suggestions for transforming the industry - the biggest challenge for broker-dealers and their advisors in adopting new technology - how Rob believes Reg BI's Care Obligation will shape the future of the industry - the cost to firms that don't adopt technology - and more. InvestorCOM Website: https://investorcom.com/, InvestorCOM Social Media: Twitter: https://twitter.com/InvestorCOMInc, LinkedIn: https://www.linkedin.com/company/investorcominc

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Wealth Compliance LeadersBy InvestorCOM Inc.

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