Buckle up for Episode 1 or Season 3 of "Regulate THIS!" as Leila Shaver dives into the most cringe-worthy compliance horror stories from the RIA world.  Whether you're a seasoned CCO or just launched your RIA, these true stories will help you sleep better at night knowing what NOT to do in your compliance journey. Because in the RIA world, it's not just about what you know—it's about learning from others' expensive mistakes before they become your own.

Available now on all podcast platforms. Don't become our next horror story! 🎙️