With the best will in the world, sometimes things go wrong and firms suffer a breach of their regulatory obligations. For this episode of The Aquest Podcast, I chat with Michael Tuohy and Arnaud Barosi about what happens when things go wrong. We talk about the increased use of Risk Mitigation Programmes for asset management firms and what this means in practice. We also chat about Independent Expert Reports and, lastly, the Administrative Sanctions Procedure. The MiniCon session on 'What happens when things go wrong' takes place on Thursday November 5th and this podcast will give you a real taster for what to expect. Enjoy!