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ACS' Compliance Cast
By Lori
ACS' Compliance Cast episodes
- PTE 2020-02
In this episode, Lori discusses the DOL's most recently updated prohibited transaction exemption, PTE 2020-02, and it's requirements.
21 min - Cybersecurity 4.28.2022
This episode discussed the proposed new SEC Cybersecurity Rule briefly and extensively discusses Cybersecurity and the basis for the Annual Cybersecurity Testing and Risk Assessment promulgated by Adviser Compliance Services.
20 min
About ACS' Compliance Cast
From the publisher's feed
Short informational piece on a specific securities compliance topic