<p>In this episode, Lori discusses the DOL's most recently updated prohibited transaction exemption, PTE 2020-02, and it's requirements.</p>

In this episode, Lori discusses the DOL's most recently updated prohibited transaction exemption, PTE 2020-02, and it's requirements.

PTE 2020-02

<p>This episode discussed the proposed new SEC Cybersecurity Rule briefly and extensively discusses Cybersecurity and the basis for the Annual Cybersecurity Testing and Risk Assessment promulgated by Adviser Compliance Services.</p>

This episode discussed the proposed new SEC Cybersecurity Rule briefly and extensively discusses Cybersecurity and the basis for the Annual Cybersecurity Testing and Risk Assessment promulgated by Adviser Compliance Services.

Cybersecurity 4.28.2022

Short informational piece on a specific securities compliance topic

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ACS' Compliance Cast

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