In this podcast, we cover a heavily tested FINRA topic: principal vs. agency. As a broker, you need to understand what capacity each firm is working under in a transaction.
Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at <a href='https://achievable.me/'>https://achievable.me</a>.

In this podcast, we cover a heavily tested FINRA topic: principal vs. agency. As a broker, you need to understand what capacity each firm is working under in a transaction. Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at https://achievable.me.

In this podcast, we cover a heavily tested FINRA topic: principal vs. agency. As a broker, you need to understand what capacity each firm is working under in a transaction.
Achievable has courses with industry-best pass rates for the FINRA SIE, Series 6, 7, 9, 63, 65, and 66. Try our courses for free at <a href="https://achievable.me/" rel="noopener noreferrer">https://achievable.me</a>.

Agency vs principal (FINRA SIE, 6, 7, 9, 63, 65, 66)

Taking a FINRA exam like the SIE Exam or Series 7? Achievable’s expert FINRA author Brandon Rith talks studying strategy, game-day approach, and application advice for that job or university you’re applying to afterwards.

Brandon Rith has 16 years of experience as a licensing facilitator and director at Fidelity Investments. He is an 8X Fidelity Excellent In Action Award Winner for Licensing Facilitation.

Achievable is a modern test prep platform for the GRE, FINRA exams, USMLE Step 1, AMC exams, and more. Visit us at https://achievable.me .

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Taking a FINRA exam like the SIE Exam or Series 7? Achievable’s expert FINRA author Brandon Rith talks studying strategy, game-day approach, and application advice for that job or university you’re applying to afterwards. Brandon Rith has 16 years of experience as a licensing facilitator and director at Fidelity Investments. He is an 8X Fidelity Excellent In Action Award Winner for Licensing Facilitation. Achievable is a modern test prep platform for the GRE, FINRA exams, USMLE Step 1, AMC exams, and more. Visit us at https://achievable.me . Icons made by mynamepong from https://www.flaticon.com/

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Agency vs principal (FINRA SIE, 6, 7, 9, 63, 65, 66)

Agency vs principal (FINRA SIE, 6, 7, 9, 63, 65, 66)

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