Alt Funds Network

Judith Peterson: Moderator

https://www.linkedin.com/in/judithmpeterson/

Kumar Ujjwal - DwellFi

https://www.linkedin.com/in/kumarujjwal1/

https://dwell.fi/

Daniel Strachman - A&C Advisors LLC:

https://www.linkedin.com/in/daniel-strachman-cdda-9922351/

https://aandcadvisors.com/

John Araneo - Cole-Frieman & Mallon:

https://www.linkedin.com/in/john-t-araneo-58a1661/

https://colefrieman.com/

Timestamps:

00:00 New cybersecurity compliance regime with two key reasons.

04:04 New cybersecurity rule increases complexity and accountability.

10:12 Different managers have varying cybersecurity control requirements.

13:01 Prioritize IT infrastructure and governance in cybersecurity.

15:21 Outsourcing complicates data governance in asset management.

19:36 Securely transfer sensitive information with AI.

21:36 Small managers need modern third-party providers.

26:46 Data governance issues led to lack of control. New regulations enforce compliance and control. Centralize and govern information for clarity.

30:41 AI leverages to track, classify, and understand documents.

35:18 Leveraging AI to extract and classify data.

38:09 Answering Dan's question about launching a fund.

42:50 New requirements for cybersecurity disclosure and retention.

45:28 Call John for unique directorship guidance.

49:58 Cybersecurity assessment is essential for compliance.

53:14 LLMs technology leverages data for document categorization.

55:40 Contracts struggle to adapt to cybersecurity, AI.

57:41 Privacy, security, and data use implications discussed.

SEC, SEC Cyber Security Rules, Cyber Security for asset managers, cyber security for funds, John Araneo, Daniel Strachman, Judith Peterson, Kumar Ujjwal, Cole-Frieman & Mallon, A&C Advisors, Dwellfi, asset management, instutional finance, ai and cyber security, hedge fund rules, SEC rule changes 2024, private funds, private fund compliance, cybersecurity risk management, SEC cybersecurity rules, data governance, sensitive information transfer, AI in finance, fund data platform, compliance consultants, investment advisors act, investment company act, asset management industry, cybersecurity policies, reporting requirements, disclosure requirements, record retention, compliance regime, cybersecurity expertise, cybersecurity assessment, information exposure, data discovery, data classification, automation workflows, third-party vendors, unstructured data, governance controls, operational controls, administrative controls, fund infrastructure, managed service providers, SEC reporting, AI for data management.

Find us online: https://altfunds.io/

Email us with topic ideas: [email protected]

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

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👇 Click Below to be a guest on our video podcast: 👇

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Disclaimer:

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.

Find us online: https://altfunds.io/

Email us with topic ideas: [email protected]

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

Google: https://bit.ly/4am9oXk

👇 Click Below to be a guest on our video podcast: 👇

 https://bit.ly/46X7cSQ

Connect with Samara Alpha Management:

Website: https://www.samara-am.com/

LinkedIn: https://www.linkedin.com/company/samara-am/

Timestamps:

00:00 Introduction

02:16 From Wall Street to Hedge Funds: A Career Evolution

04:18 Diving into the World of Digital Assets and Cryptocurrency

06:51 The Institutionalization of Crypto: A New Frontier

10:54 Navigating the Risks and Opportunities in Crypto Trading

14:45 The Art and Science of Seeding Crypto Funds

27:05 Exploring the Tax Implications and Efficiencies of Bitcoin Investments

27:34 The Evolution of Bitcoin Fund Management and Auditing

28:47 Navigating Regulations and the Future of Crypto Compliance

29:28 Improving Operational Efficiency in Crypto Fund Management

30:04 The Future of Financial Infrastructure: Cryptocurrency and Blockchain

32:21 The Transformation of Crypto Hedge Funds Since 2017

35:20 The Role of On-Chain Data in Crypto Trading Strategies

35:55 Predicting the Next Big Shift in Crypto and DeFi

37:10 Seeding New Crypto Funds: Strategies and Challenges

52:36 The Importance of Strategy and Innovation in Starting a Crypto Fund

Disclaimer:

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.

Find us online: https://altfunds.io/

Email us with topic ideas: [email protected]

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

Google: https://bit.ly/4am9oXk

👇 Click Below to be a guest on our video podcast: 👇

 https://bit.ly/46X7cSQ

Connect with Kumar / DwellFI:

https://www.dwell.fi

https://www.linkedin.com/in/kumarujjwal1/

https://www.linkedin.com/company/dwellfi/

https://twitter.com/Dwell_fi

Timestamps:

00:00 Introduction and Guest Background

03:07 Exploring AI and Machine Learning

05:46 Introduction to DwellFI and its Services

06:13 Deep Dive into Tokenization

07:50 Exploring AI Applications in DwellFI

13:11 Understanding the Market and its Challenges

19:13 AI in Enterprise: Opportunities and Challenges

29:18 Understanding Large Language Models

29:56 Client Types and Data Feeding

30:22 Multimodal Approach and Transfer Learning

30:36 Training Models on Specific Data Sets

30:45 Understanding Financial Data and Private Data

32:32 Data Types and Client Needs

33:14 Understanding Asset Data

33:40 Interacting with Data and Answering Questions

34:55 Challenges in Data Access and Reporting

35:16 Understanding Portfolio Accounting Activity

35:43 Current State of Private Fund Space

35:58 Main Use Cases and Impact of AI Tools

37:57 Challenges in Implementing AI Tools

39:28 Use Cases for Increased Productivity

46:39 Implementing AI in Business

48:53 Understanding AI First Companies

53:24 AI and Tokenization

55:58 Future of AI First Fund Administrators and Managers

58:18 Connecting with Delphi

Disclaimer:

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.

Find us online: https://altfunds.io/

Email us with topic ideas: [email protected]

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

Google: https://bit.ly/4am9oXk

👇 Click Below to be a guest on our video podcast: 👇

 https://bit.ly/46X7cSQ

Judith Peterson: Moderator

https://www.linkedin.com/in/judithmpeterson/

Kumar Ujjwal - DwellFi

https://www.linkedin.com/in/kumarujjwal1/

https://dwell.fi/

Daniel Strachman - A&C Advisors LLC:

https://www.linkedin.com/in/daniel-strachman-cdda-9922351/

https://aandcadvisors.com/

John Araneo - Cole-Frieman & Mallon:

https://www.linkedin.com/in/john-t-araneo-58a1661/

https://colefrieman.com/

Timestamps:

00:00 Introduction and Panelist Overview

00:27 Understanding the SEC Rules on Cybersecurity

01:23 Dissecting the New Cybersecurity Compliance Regime

02:31 The Current Regime and Upcoming Changes

03:58 Breaking Down the New Rule

09:27 The Role of AI in Data Management

13:44 The Importance of Cybersecurity in Asset Management

24:34 The Role of Service Providers in Cybersecurity

34:56 The Impact of AI on Cybersecurity

41:30 Closing Remarks and Future Implications

Disclaimer:

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.

Find us online: https://altfunds.io/

Email us with topic ideas: [email protected]

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

Google: https://bit.ly/4am9oXk

👇 Click Below to be a guest on our video podcast: 👇

 https://bit.ly/46X7cSQ

Connect with Jamie:

LinkedIn: https://www.linkedin.com/company/meriwether-group-capital/

Website: https://www.meriwethergroupcapital.com/

Timestamps:

00:00 Introduction and Guest Background

01:09 Identifying a Market Gap in Lending

02:10 Understanding the Borrower Profile

03:51 Why Banks Avoid Certain Loans

04:27 The Underwriting Process

06:04 Market Opportunities and Trends

09:02 Connecting with Potential Borrowers

11:00 Loan Terms and Rates

18:05 Addressing Misconceptions and Risks

22:12 The Importance of Financial Reporting

24:43 Discussing Bad Deals and Portfolio Quality

26:16 Transitioning to the Investor Side of Business

26:20 Exploring the Fund Structure and Capital Raising

27:05 Understanding the Fund's Investment Strategy

28:06 Challenges and Strategies in Capital Raising

29:49 Addressing Investor Concerns and Comparisons

33:03 Discussing the Evergreen Structure and Investor Redemptions

43:52 Exploring Opportunities and Challenges in the Macro Space

44:59 Final Thoughts and Closing Remarks

Disclaimer-

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.

Find us online: https://altfunds.io/

Email us with topic ideas: [email protected]

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

Google: https://bit.ly/4am9oXk

👇 Click Below to be a guest on our video podcast: 👇

  https://bit.ly/46X7cSQ

Connect with Jay:

X.com (Twitter): @jaybiancamano

LinkedIn: https://www.linkedin.com/in/jay-biancamano/

Timestamps:

00:00 Introduction and Wine Talk

02:54 Jay’s experience & career Journey

05:17 Venturing into the Digital Space

07:08 The Impact of Blockchain Technology

07:32 Current State of Digital Assets for institutions

10:18 The Future of Tokenization and Digital Assets

13:05 Regulatory Landscape and Challenges

26:20 The Challenges of Cryptocurrency Custody

30:04 The Future of ETFs and 24/7 Trading

33:52 The Potential of Tokenizing Data

36:15 The Impact of Blockchain on Traditional Finance

42:02 The Future of Fundraising and Valuation

44:09 The Rise of DeFi in Institutions

46:14 The Promise of Tokenization

48:26 Closing Thoughts

Disclaimer-

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.

Find us online: https://altfunds.io/

Email us with topic ideas: [email protected]

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

Google: https://bit.ly/4am9oXk

👇 Click Below to be a guest on our video podcast: 👇

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Connect with Ian:

Email: [email protected]

Cummingspepperdine.com

Timestamps:

00:00 Introduction to the Podcast

00:35 Understanding the EU AI Act

00:57 Implications of the EU AI Act

03:09 The EU AI Act and Investment Managers

04:35 Understanding the Scope of the EU AI Act

07:16 The Risk Categories of the EU AI Act

11:56 Penalties for Non-Compliance with the EU AI Act

14:29 The Impact of the EU AI Act on Investment Managers

21:59 The Future of AI Legislation

31:20 Conclusion and Final Thoughts

Disclaimer-

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.

Find us online: https://altfunds.io/

Email us with topic ideas: [email protected]

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

Google: https://bit.ly/4am9oXk
 

👇 Click Below to be a guest on our video podcast: 👇

  https://bit.ly/46X7cSQ

Connect with Ali:

Website: https://www.firstcheckventures.com/

LinkedIn: http://www.linkedin.com/in/mralijamal/

Timestamps:

00:00 Introduction and Welcome

00:38 Meet the Guest: Allie Jamal's Journey

08:48 Exploring the World of Super Apps

11:57 The State of LATAM Today

16:31 Investing in LATAM: Opportunities and Challenges

20:35 Sourcing Deals and Finding Opportunities

24:08 Adding Value to Companies Beyond Capital

24:38 The Role of a VC in a Startup's Journey

26:15 Navigating the Competitive Landscape of Investment Opportunities

27:32 The Importance of Collaboration in Investment

28:42 The Risks and Rewards of Early Stage Investment

30:58 The Changing Metrics of Success in Startups

38:01 The Future of Latin America in the Global Economy

40:22 Advice for Founders: Building Something People Want

43:39 Connecting with First Check Ventures

Disclaimer-

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.

Find us online: https://altfunds.io/

Email us with topic ideas: [email protected]

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

Google: https://bit.ly/4am9oXk

👇 Click Here to be a guest on our video podcast: 👇

  https://bit.ly/46X7cSQ

Website (s) :

https://dwell.fi

https://paddockcapitalmarkets.com/

https://www.tridenttrust.com/

Linkedin (pages):

Judith Peterson- Moderator

https://www.linkedin.com/in/judithmpeterson/

Kumar Ujjwal- DwellFi

https://www.linkedin.com/company/dwellfi/

https://www.linkedin.com/in/kumarujjwal1/

Bill Salus- Paddock Capital Market

https://www.linkedin.com/in/bill-salus-30900a5a/

https://www.linkedin.com/company/paddock-capital-markets/

Skyler Steinke- Trident Fund Services

https://www.linkedin.com/in/skylersteinke/

https://www.linkedin.com/company/trident-trust/

Timestamps:

00:00 - Introduction: Discussing Trends and Challenges in Fund Administration

04:14 - New Technology and AI: Improving Productivity and Client Service

08:07 - From Dot-Com to AI: The Evolution of Technology

11:36 - Overcoming Data Friction and Regulatory Challenges with AI

15:13 - Investing in AI: Boosting Productivity and Debunking Misconceptions

19:20 - AI Models: Addressing Misinformation and Data Integrity

21:25 - Fundamental Changes in Business Operations with AI Integration

24:47 - Scaling Fund Administration: The Future Outlook

artificial intelligence,ai,fund administration,agi,ai models,alt funds,fund operations

Disclaimer-

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.

Find us online: https://altfunds.io/

Email us with topic ideas: [email protected]

Spotify: https://bit.ly/4afXcan

Apple Podcast: https://apple.co/4akXAUS

Google: https://bit.ly/4am9oXk

👇 Click Here to be a guest on our video podcast: 👇

  https://bit.ly/46X7cSQ

Website: https://securitytokenadvisors.com/

Twitter: @stomarket @tokenadvisors

Linkedin (pages):

https://www.linkedin.com/company/stomarket/

https://www.linkedin.com/company/securitytoken/

Conference: https://summit.stm.co/

Timestamps:

00:00 Introduction to the Podcast

00:27 Background of Herwig Konings and Security Tokens Group

03:37 The Journey of Peter Gaffney into the Tokenization World

05:40 Overview of Security Tokens Group's Business Lines

08:14 The Evolution and Current State of Tokenization

14:22 Major Use Cases of Tokenization

17:40 The Operational Process of Tokenization

24:04 The Size of Opportunity in Tokenization

27:13 How Tokenization Increases Liquidity

28:26 Understanding Yield and Liquidity in Asset Management

29:37 The Future of Tokenized Assets and Collateralization

31:22 The Role of Big Firms and Sponsors in Tokenization

32:09 The Impact of Rating Agencies and Wealth Management on Tokenization

34:34 The Global Landscape of Tokenization

49:36 The Role of AI and Machine Learning in Tokenization

53:37 Connecting with Security Token Group

55:37 Closing Remarks

Disclaimer-

Alt Funds Network LLC and and its affiliates, episode guests, and the companies they represent do not provide tax, legal or accounting or investment advice. This material has been prepared for informational and educational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice. You should consult your own tax, legal, accounting, and investment professionals before engaging in any transaction or making any financial or legal decision based on your specific situation.