B-Compliant Podcast (Feed Disabled)

Discover how the FCA is streamlining its authorisation process while regulators grapple with AI challenges in financial services. Plus, learn vital lessons from a landmark pension misconduct enforcement ruling that underscores the importance of integrity in advisory roles.

This episode dives into the FCA's review of Consumer Duty among mutual life insurers, practical impacts of upcoming Financial Ombudsman Service changes, and key updates on levies and inheritance tax relief. Hear expert insights and real client stories highlighting the evolving compliance landscape for financial advisers and wealth managers.

This episode covers the latest pension transparency proposals with colour-coded ratings for UK savers, the FCA's extension of derivatives trading rules amid UK-EU tensions, and a key enforcement action underscoring regulators' strict compliance expectations.

This week, Vicky and Rachel walk through the FCA’s latest regulatory changes shaping the financial services landscape for 2025, from conduct rules and insurance reforms to the new requirements for Automatic Exchange of Information. Get the essentials on non-financial misconduct, targeted support for advisers, and how upcoming AEOI deadlines could impact your firm.

This episode explores the FCA's major consultations and proposals for 2026, including client categorisation changes, Handbook simplifications, pension market reforms, and a fresh look at provisional licences. Vicky and Rachel break down what these shifts mean for advisers and compliance professionals, with real-world notes on how to prepare for what's ahead.

This episode explores the FCA's sweeping changes to complaints reporting, the move to regulate ESG ratings providers, the spotlight on anti-money laundering supervisors, and the exciting new era of AI testing in financial services. Vicky and Rachel break down what these changes mean for compliance teams, advisers, and wealth managers aiming to keep pace with evolving regulatory expectations.

This episode breaks down the latest FCA fee consultation, highlights ongoing regulatory data challenges, and discusses a recent insider dealing criminal case. Vicky and Rachel unpack key changes and share actionable takeaways, including new support for AI governance.

This episode delves into the FCA's refreshed policy on statutory investigations, the PRA's new deposit protection limit, and the latest on AI compliance in finance. Vicky and Rachel break down key regulatory changes, practical responses, and how innovation can be managed securely.

This episode explores the FCA’s latest findings on firms’ risk controls, new directions for the UK mortgage market, and the regulator’s fresh partnership with Singapore to spark fintech and AI innovation. Vicky and Rachel unpack key examples and bring compliance to life with real stories and practical analysis.

This episode unpacks the Chancellor's tough pre-Budget speech and what it means for advisers, explores a recent case that highlights the risks of unfulfilled advice agreements, and dives into the ongoing push for greater financial inclusion and capability. Listen as Vicky and Rachel break down key regulatory updates with real-world examples.