Banking Matters

In this episode of Banking Matters, host, Linsey Hugueley, speaks with Jill Williams, founder of Spring Media Solutions and compliance specialist. They discuss the evolution of social media in banking, the importance of understanding FFIEC guidelines, and the risks associated with social media content. Jill emphasizes the need for banks to create compliant content, monitor post-publication risks, and leverage technology to ensure compliance. The conversation highlights the emerging risks in social media and the necessity for banks to be proactive in protecting themselves from potential threats.
Find the resource mentioned in the podcast here:
https://41fmx8.share-na2.hsforms.com/2pDyq4lnZQfeiHVMVBdeMNw

In this episode, host Elizabeth Holtrop is joined by Jessica Lamoreux, Director of Education at Compliance Alliance. Jessica discusses the emerging regulatory landscape for payment stablecoins, the implications of the GENIUS Act on banks, and how community banks can carve out a space in the payment stablecoin market. The episode provides insights into proposed rules from the OCC, FDIC, and Treasury, and explores opportunities for community banks in the evolving digital currency world.

In this episode, Brett Goodnack, Compliance Advisor with Compliance Alliance, discusses FinCEN's proposed changes to BSA and AML standards, analyzing the proposed rulemaking and its implications for banks. He offers insights into risk-based frameworks, methods of assessing the strength of a bank's BSA/AML program, and practical advice for compliance officers navigating these evolving standards.

In this episode of Banking Matters, host, Linsey Hugueley, talks with Dr. Brandon Roberts, founder, president, and CEO of Premier Insights Inc., about the turbulent regulatory environment, fair lending practices, and the future of data-driven risk management in banking. They discuss how banks can navigate uncertainty, leverage AI, and stay ahead in compliance and fair lending.

In this episode of Banking Matters, host, Linsey Hugueley, speaks with Shelli Clarkston, an attorney at Spencer Fane LLP and an expert in regulatory compliance and cybersecurity for financial institutions. They discuss Shelli's extensive experience in banking, the current cybersecurity risks facing banks, and the importance of integrating compliance into product development. The conversation also covers the evolving landscape of fintech partnerships, the necessity of incident response plans, and practical advice for banks to prepare for potential cyber incidents.

In this episode of Banking Matters, host, Linsey Hugueley, speaks with Bruce Toppin, a partner at Hush Blackwell, about the evolving landscape of banking regulations. They discuss Bruce's journey into the financial services sector, the regulatory changes initiated during the Trump administration, and the current trends in bank examinations and enforcement actions. Bruce highlights the importance of risk management and the potential challenges banks may face in the future, including cybersecurity and the rise of stablecoin.

In this episode of Banking Matters, host, Linsey Hugueley, and Bob Simpson, President of DaylightAML, delve into the intricacies of risk assessments in the banking sector. They discuss the importance of aligning risk assessments with organizational priorities, the necessity of creating effective checklists, and the critical role of training in risk management. Bob shares insights from his extensive experience, emphasizing the need for proactive risk management and the importance of fostering a culture of compliance within financial institutions.

In this episode of Banking Matters, host, Linsey Hugueley, welcomes Mark Kanaly, co-leader of Alston & Bird's corporate area and bank practice. They delve into the intricacies of mergers and acquisitions (M&A) within the banking sector, discussing how banks can determine their readiness to buy or be bought. Mark shares insights on the current favorable conditions for M&A, emphasizing the importance of strategic planning and understanding market dynamics. He outlines common legal pitfalls in the M&A process and stresses the significance of thorough due diligence and the need for clear communication between acquirers and target banks.

In this episode of Banking Matters, host Elizabeth Holtrop interviews Rich Perez, Vice President of Innovation and Digital Products at the Texas Bankers Association. They discuss Rich's journey into banking, the importance of innovation for community banks, and the challenges and opportunities presented by emerging technologies like stablecoin and AI. Rich emphasizes the need for community banks to build strategic partnerships, leverage their networks, and embrace technological advancements to remain competitive in the evolving financial landscape.

In this episode of Banking Matters, host Linsey Hugueley speaks with Wendy Sullivan, a Senior Vice President of Virtual Compliance Officer Services at Compliance Alliance. They discuss Wendy's journey in banking, the importance of compliance, and how to navigate regulatory scrutiny effectively. Wendy emphasizes the significance of communication with examiners, the need for thorough documentation, and the importance of maintaining a compliance culture within banks. The conversation highlights practical tips for managing enforcement actions and building strong relationships with regulators.