Banking on Data

In this episode of the Risk Intel Podcast, host Ed Vincent welcomes Doug Cargnel back to the show to help explain some of the practical aspects of enacting a Risk and Control Self-Assessment (RCSA). Doug is a compliance expert, who brings nearly 30 years of operational risk management and audit experience in the financial sector. 

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In the second part of this Risk Intel podcast with Ian P. Moloney, SVP and Head of Policy & Regulatory Affairs at the American Fintech Council (AFC), the focus shifts to the anticipated regulatory landscape of 2024 and how it could impact banks and FinTechs. Let's dive into the key insights and predictions discussed in this conversation. 

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In the dynamic world of FinTech, staying ahead of regulatory changes is crucial for both innovation and consumer protection. In a recent episode of the Risk Intel podcast, Edward Vincent, CEO of Strategic Risk Associates (SRA) Watchtower, sat down with Ian P. Moloney, SVP, Head of Policy & Regulatory Affairs at the American FinTech Council (AFC), to delve into the regulatory landscape of 2023 and its potential impact on the FinTech industry this year in 2024. 

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In this episode of SRA’s Risk Intel Podcast, host Ed Vincent engages in a captivating conversation with Doug Cargnel, a seasoned professional boasting nearly three decades of operational risk management and audit expertise. The central theme of their discussion? Risk and Control Self-Assessments (RCSAs) – a pivotal component of a cutting-edge risk management program. This is part one of a three-part series to better understand and discover RCSA best practices. 

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To kick off season two of the Risk Intel Podcast, Ed Vincent, host of the show and CEO of SRA Watchtower welcomed back Robin Greenlee, Chief Risk Officer at MapleMark Bank. The two delved into crucial aspects of scaling a risk management program and the importance of aligning it with the organization’s strategic growth objectives. 

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In episode 31 of the Risk Intel Podcast, host Ed Vincent, CEO of SRA Watchtower is joined by Robin Greenlee, Chief Risk Officer at MapleMark Bank. In this first installment of a two-part series, Robin shares insights into the challenges and successes of establishing a solid foundation of a risk management program during her early days at MapleMark and hits on six key themes. Listen to learn more.

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In the latest episode of the Risk Intel Podcast, host, Ed Vincent, CEO of SRA Watchtower, engages in an enlightening discussion with Ryan Richardson and Andy Lorentz, seasoned attorneys and regulatory experts at Davis Wright Tremaine, LLP. This insightful episode unveils the intricacies of the newly proposed Consumer Financial Protection Bureau (CFPB) rule on Digital Payments that aims to extend supervisory authority to larger non-bank participants. 

Join Ed, Ryan, and Andy as they navigate the regulatory landscape, shedding light on the potential changes and implications for non-bank entities engaged in diverse consumer financial activities. The conversation also delves into the nuances of direct versus indirect supervision and unravels the challenges faced by technology companies operating in the financial services realm. 

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In episode 29, host Ed Vincent is joined by Michael Glotz, Co-founder and CEO of SRA Consulting, to discuss the importance and implementation of risk committee charters. The main points Glotz communicates in this episode is (1) what is the role of the risk committee, (2) does the organization have the right Chief Risk Officer and risk staff in place, and (3) is the risk committee effective in its role, which can be evaluated by conducting an annual self-assessment. Listen to learn more. 

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In the dynamic landscape of banking, risk management plays a pivotal role in ensuring stability and growth, no matter the size of the bank. Scott Uselton, the Chief Risk Officer (CRO) at First National Bank of Middle Tennessee (FNBMT), shares valuable insights gained over his 12-year journey, shedding light on the bank's evolution, his experience as a Chief Risk Officer, and strategies for effective risk management approaching $1B in assets. 

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Episode #27 of the Risk Intel Podcast engaged in a conversation with Strategic Risk Associates (SRA) Co-founder and CEO of SRA Consulting, Michael Glotz.  Ed Vincent, CEO of SRA Watchtower's SaaS side of the business and host of the show explored the significance of risk improvement activities, often referred to as "issue tracking." This podcast shed light on how this crucial aspect of risk management is integrated into SRA's Watchtower platform and its pivotal role in optimizing risk management.

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