FTC proposes changes to Hart-Scott-Rodino requirements. Fed seeks input on modernizing the Community Reinvestment Act. OCC concludes national banks have authority to hold stablecoin reserves. IOSCO adopts guidance on conflicts of interest in debt capital markets transactions. DOJ and SEC charge senior index manager for insider trading. SEC Chair Jay Clayton highlights enforcement program success. FINRA Executive Vice President to step down.

Telecom company settles IFAC charges for apparent violations of Sudanese sanctions. Broker-dealer settles charges for failure to supervise trades of non-traditional ETPs. CFTC Chair and European Commission EVP comment “refreshing” efforts on clearing framework. FTC solicits comment on proposed  Fair Credit Reporting Act rule changes. Technical corrections for updated calculation of derivative contract exposure amounts.

CFTC finalizes swap reporting overhaul. CFTC adopts alternative compliance mechanism for non-U.S. DCOs. CFTC supplements bankruptcy proposal. FINEA proposes amendments to timestamp trade reporting requirements.

CFTC staff extends COVID-19 related no-action relief for SEFs and DCMs.  CFTC DSIO grants relief for capital treatment of DTLs by FCMs. Assistant Attorney General describes "New Madison" approach to antitrust and intellectual property law.  SEC adopts rule expediting routine requests for exemptive relief. CFTC adopts capital, liquidity and related requirements for swap dealers.

FinCEN adopts proposal to expand CIP and AML requirements. SEC charges celebrities for participation in fraudulent ICOs. OMB provides guidance on enforcement section of COVID-19 related executive order. CFTC adopts new cross-border rules for SDs and MSPs.

FINRA study considers relationship between overconfidence and financial literacy. SEC updates statistical disclosure requirements for banking registrants. ARRC updates swaption recommendations. DOJ charges North Korean and Malaysian nationals with sanctions violations. Financial institution settles OFAC charges for Ukraine sanctions violations.

CFTC advisory committee recommends regulatory actions to address climate risk. CFPB charges debt collectors with violations of federal consumer finance law. SEC amends guidance for companies with expiring confidential treatment orders.