BDCs Roundtable – Financing America’s Growth

Moderator: Allen G. Laufenberg, CFA, Managing Director, Investment Banking - KEEFE, BRUYETTE & WOODS /  Stifel

Panelists:

Jim Labe, Co-CEO & Co-Founder - TriplePoint Capital

Steve Brown, Chairman, CEO & Founder - Trinity Capital Inc.

Rob Pomeroy, Chief Executive Officer, Chairman & Co-Founder - Horizon Technology Finance Corporation

The Use of Leverage

Moderator: Peter Gargiulo, Director - Fitch Ratings

Panelists:

Kimberly Green, Analyst - Fitch Ratings

Nate Jones, CFA, Senior Managing Director, Head of Fund Finance and Treasury - Nuveen

Mark B. Quaglia, Director - TD Prime Services LLC

New CEFs Brought to Market & Looking Ahead

Moderator: Jefferey D. LeMaster, Partner - Clifford Chance US LLP 

Panelists:

Stephen Minar, Director - BlackRock 

Finbar Ward, Vice President - Morgan Stanley Wealth Management

Dave Lamb, Sr. Managing Director, Head of Closed-End Funds - Nuveen

Alternatives & Real AssetsREITs, MLPS, Preferreds & Convertibles

Moderator: Alexander Reiss, Director - Stifel

Panelists:

Barry Nelson, CFA, Partner, Senior Advisor - Advent Capital Management

Ryan Sullivan, CFA, Co-Head of Real Assets - abrdn

Matthew Sallee, CFA, Sr. Managing Director & Sr. Portfolio Manager - Tortoise 

Paulo Almeida, CIO - Tufton Investment Management

Welcome Remarks

Nicolas Bornozis, President - Capital Link, Inc

 

CEF Industry Roundtable

Moderator: Mariana Fariña Bush, CFA, Research Director - CEFs & ETPs/Passive Products - Wells Fargo Investment Institute

Panelists:

Robert F. Bush, Jr., Senior Vice President, Director of Closed-End Fund Products - Calamos Investments

Jonathan Isaac, Director of Product Management - Eaton Vance 

Parth Doshi, Vice President, Closed-End Fund Product Management and Development - Nuveen

Keynote Address - Overview

How The Global Pandemic Has Affected The ETF Industry: Five Key Themes

Susan Thompson EVP, Head of Americas Distribution for SPDR ETFs State Street Global Advisors

ETF Industry Roundtable - Overview

Moderator: Douglas Yones, Head of Exchange Traded Products - New York Stock Exchange

Panelists:

Jason Ronca, ETF Capital Markets Specialist - BNY Mellon

Luke Oliver, Managing Director, Head of Index Investing, Americas - DWS

Greg Friedman, Head of ETF Management and Strategy - Fidelity Investments

Jon Zimmerman, Chief Operating Officer - IndexIQ

Moderator: Clifford R. Cone, Partner - Clifford Chance US LLP

Panelists:Kevin R. Kramer, Executive Director, Institutional Business Development – FS InvestmentMichael Occi, Managing Director – Morgan StanleyGaston Yordan, Vice President – Nuveen InvestmentsKristin Blundo Douglass, CAIA, Director, Strategic Client Group – Tortoise

 

This audio podcast was recorded on Wednesday, May 22, 2019 at our Closed-End Funds & Global ETFs Forum in NYC.

Moderator: Michael Jabara, Managing Director and Head of ETF and Closed-End Fund Research – Morgan Stanley Wealth Management

Panelists:Jeff Jorgensen, Portfolio Manager, Director of Research, Energy Infrastructure Equities – Brookfield Asset Management Presentation/PDFCollin Bell, Managing Director - Goldman Sachs Asset ManagementJay Hatfield, Co-founder and CEO – Infrastructure Capital AdvisorsGreg Murphy, Director, Relationship Management - Tortoise

 

 

Moderator: Tom Champion, Director – NYSE

Panelists:Steve Dunn, Head of Exchange Traded Funds – Aberdeen Standard InvestmentsAlex Ashby, SVP, Head of Product Development - Global X ETFsNicholas Elward, SVP, Head of Business Development and ETFs – Natixis Investment ManagersMatt Collins, CFA, Co-Head of ETFs, VP – PGIM Investments

 

This audio podcast was recorded on Wednesday, May 22, 2019 at our Closed-End Funds & Global ETFs Forum in NYC.