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A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem t... more
FAQs about Coffee & Regs:How many episodes does Coffee & Regs have?The podcast currently has 83 episodes available.
June 22, 2020Short Selling Restrictions - Staying Ahead of the Regulatory CurveIn this episode, CSS’s Regulatory Compliance Expert Greg Hotaling and Product Manager Mike Marmo discuss the market disruption due to COVID-19, periodic short selling bans and reduced thresholds that forced compliance teams to adapt to rapidly changing position limits, thresholds by market and timely disclosures. ...more20minPlay
June 19, 2020Monitoring the Fast-Changing Sensitive Industries LandscapeIn this episode, CSS’s EU Regulatory Counsel Marye Cherry and Regulatory Compliance Expert Greg Hotaling discuss the complexities around sensitive industries, the recent changes to rules and the impact that COVID-19 has had on global threshold management....more24minPlay
June 15, 2020Moving from a Tactical to a Strategic Approach to Regulatory ComplianceIn this episode, CSS’s President and Founder John Lee joins CMO Natalie Silverman to discuss moving from a tactical to strategic approach to regulatory compliance and the challenges the market is facing today, from data management and total cost of ownership to risk, regulatory change and scalability. ...more22minPlay
FAQs about Coffee & Regs:How many episodes does Coffee & Regs have?The podcast currently has 83 episodes available.