What is the intersection of AI and compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. Today, the Everything Compliance gang, led by Dr. Hemma Lomax, is considering how to navigate the challenges and opportunities of agentic AI in compliance.

In this episode, we explore the rapidly evolving landscape of Agentic AI and its implications for compliance professionals. Agentic AI, defined as AI that acts autonomously rather than just responding to prompts, presents both significant opportunities and challenges. The technology can optimize risk management and compliance workflows, but it also introduces complexities around accountability, transparency, and oversight. We discuss recent real-world examples of Agentic AI in use, such as in banks and tax agencies, and highlight potential risks, including autonomous collusion and AI agents making unethical decisions. The episode emphasizes the need for compliance teams to shift from monitoring human activities to overseeing intelligent systems, ensuring the establishment of proper guardrails. We also delve into new roles emerging in this landscape, such as AI ethics coaches and agent supervisors, and the importance of human intervention to verify AI decisions. Join the discussion to understand how to navigate this transformative technology responsibly and effectively.

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What is the intersection of AI and compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. Today, Tom looks at the current Intersection of AI and Compliance with Steph Holmes, a long-time friend and Director, Ethics and Compliance Strategy at the EQS Group.

They discuss the evolving role of AI in corporate compliance, emphasizing its key role in modernizing compliance programs. Steph elaborates on the importance of evidence-based assessments of AI capabilities, the impact of AI on operational efficiency, and the need for human oversight in AI processes. She highlights EQS's comprehensive AI performance test, which evaluated various AI models against multiple compliance tasks. The discussion also covers practical steps for compliance professionals to begin their AI adoption journey, as well as the necessity of continuous monitoring and risk-based evaluation to ensure effective AI deployment.

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Steph Holmes on LinkedIn

EQS Group LinkedIn

Where in the Loop: Corporate Compliance Insights

EQS Website

EQS Benchmark Report: AI Performance in Compliance & Ethics

Tom Fox

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What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. Vince Walden, founder and CEO of KonaAI and Dr. Hemma Lomax, Head of Business Integrity at Docusign discuss the evolving landscape of compliance and the increasing role of AI and automation.

They highlight the need to modernize due diligence processes, reducing large, repetitive tasks down to streamlined operations using AI. A key focus is the innovative use of AI agents proposed by Hemma, likening them to digital employees, with personalized job descriptions and onboarding plans aimed at enhancing efficiency and unleashing human talent. Vince shares practical examples of how AI can transform compliance functions by leveraging data insights from various sources like investigations, third-party risks, and employee surveys. The episode encourages compliance professionals to dream big about the future, embrace AI-driven innovation, and crowdsource intelligence to bridge the gap towards more efficient and intelligent compliance practices.

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konaAI

Vince Walden on LinkedIn

Dr. Hemma Lomax on LinkedIn

Tom Fox

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What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this insightful episode, Tom Fox interviews Jason Somrak, Chief of Product & Strategy - Financial Crime & Compliance at Oracle Financial Services Software Limited.

They delve into Jason's professional journey, the evolving role of AI in combating financial crimes, and the proactive potential of AI in compliance investigations. Highlighting the transformative power of AI, Jason explains its applications, ranging from detection to investigation, and its impact on regulatory practices. They also discuss future emerging challenges in risk management and the collaboration between humans and AI in enhancing financial crime detection and compliance.

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Jason Somrak on LinkedIn

Oracle Financial Services

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What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom Fox interviews Jack Yu, Director of Product Management - Generative AI at Experian.

Jack shares his journey from exploring AI on his own to playing a pivotal role in Experian’s adoption of AI as an enterprise solution. The discussion delves into Experian's strategic deployment of AI agents, their approach to responsible AI, and their efforts in fraud prevention using advanced AI technologies. Jack emphasizes the importance of transparency, collaboration, and continuous improvement in AI governance. The episode concludes with Jack's enthusiasm for the future of AI and Experian’s commitment to combining innovation with responsibility.

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Explore Experian

Experian on LinkedIn

Jack Yu on LinkedIn

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What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom Fox speaks with Sheila Slick, an entrepreneur and founder of PodtoBook.ai, a groundbreaking tool that repurposes podcast content into books.

Sheila shares her professional journey, from teaching math to founding a mobile application company, and her passion for sharing stories. She explains how her frustration with manual transcription and content creation led her to develop PodtoBook.AI. Sheila discusses the simplicity of the tool, which converts podcast episodes into first-draft manuscripts in just a few hours. She explores various innovative applications, including creating pitch books, event summaries, and preserving family stories. The conversation highlights the vast opportunities that AI offers in content repurposing and encourages listeners to embrace technological shifts to explore new business opportunities.

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PodtoBook.ai

Sheila Slick on LinkedIn | Instagram

Milestone Moments in Business & Leadership Podcast

Five Milestones

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What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom Fox interviews Robert Meyers, a cybersecurity and privacy expert with over 30 years of experience.

Meyers shares his professional journey, emphasizing the evolution of IT and cybersecurity practices. He discusses significant privacy challenges, including data breaches and the philosophical divide between US and European privacy laws. The conversation also covers the integration of privacy principles and cybersecurity tools, the importance of cross-functional collaboration, and the role of agentic AI in reshaping security models. Additionally, Meyers highlights his ongoing work, including his book 'Privacy Snippets for the Cybersecurity Professional,' and his dedication to volunteer work at San Diego Comic-Con.

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Privacy Snippets for the Cybersecurity Professional on Amazon

Robert Meyers' Profile on Amazon

Robert Meyers' on LinkedIn

Tom Fox

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What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom Fox speaks with Gaurav Kapoor, Vice Chairman, Co-Founder, and Board Member of MetricStream.

Kapoor shares his extensive professional background and the evolving landscape of risk management and compliance, emphasizing the growing importance of cybersecurity, geopolitical risks, climate impacts, and regulatory changes, all within the context of AI advancements. He also discusses how AI can streamline GRC processes, enhance decision-making capabilities, and transform traditional compliance frameworks into more strategic risk management approaches. The conversation also explores the evolving role of Chief Risk Officers and the need for a resilient, risk-aware corporate culture.

Key highlights:

·       Gaurav Kapoor's Professional Journey

·       The Importance of July in Risk Management

·       AI's Role in GRC

·       Emerging Risks and AI Applications

·       Counseling Boards on Risk Management

·       Top Concerns for the Rest of 2025

·       Shifting from Compliance to Risk Resilience

Resources:

MetricStream Website and on LinkedIn

Gaurav Kapoor on LinkedIn

Tom Fox

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What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom is joined by Vinay Goel, co-founder of Wald.ai.

They discuss Goel’s professional background, his journey to founding his company, Wald.ai, and the transformative impact of AI, particularly following the launch of ChatGPT. Goel shares insights into the compliance challenges posed by AI, the importance of secure AI usage, and how businesses can strike a balance between productivity and data protection. They also delve into democratizing workplace data through AI and the importance of privacy and identity protection in AI solutions. Goel offers practical advice for companies seeking to adopt AI responsibly, discussing the future of AI in the business world.

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Vinay Goel on LinkedIn

Wald.ai

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These are but three questions we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom welcomes John Byrne, founder and CEO at Corlytics, to discuss the company’s groundbreaking ISO 42001 certification and its significance for RegTech.

They delve into the evolving role of compliance, emphasizing the transition from reactive to proactive problem-solving. John highlights the shift towards AI-centric operations at Corlytics, aiming for enhanced accuracy, consistency, and traceability in compliance processes. The conversation explores the benefits and risks of AI, including data poisoning and the practical differences between large and small language models. They also touch upon integrating compliance into core business operations, aiming for better client outcomes and speeding up processes like account opening. John envisions RegTech becoming widely accessible, benefiting even the smallest regulated players by enabling proactive business solutions and reducing bottlenecks.

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John Byrne on LinkedIn

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Check out my latest book, Upping Your Game: How Compliance and Risk Management Move to 2030 and Beyond, available from Amazon.com.