Compliance and Coronavirus

Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. This week, I visit with three Managing Directors from Affiliated Monitors about issues they are seeing around Covid-19 and the economy reopening, each from their professional perspective. In this episode I visit with Dionne Lomax on antitrust issues in mergers and acquisitions as the economy reopens and into Q3 & Q4.

 Lomax is Managing Director of Antitrust and Trade Regulation at AMI. Ms. Lomax also teaches Business Law at Boston University’s Questrom School of Business and co-teaches a Health Care Competition seminar at the Boston University School of Law. Prior to joining AMI, Ms. Lomax dedicated her legal career to analyzing complex business transactions from an antitrust regulatory perspective. Prior to entering private practice, Ms. Lomax served as a Trial Attorney at the DOJ’s Antitrust Division’s Health Care Task Force where she analyzed the structure and operation of PHOs and IPAs, investigated health plan mergers, and other collaborative arrangements in the health care industry. She clerked for The Honorable Clifford Scott Green in the United States District Court for the Eastern District of Pennsylvania.

For more information on AMI, check out their website here.

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. This week, I visit with three Managing Directors from Affiliated Monitors about issues they are seeing around Covid-19 and the economy reopening, each from their professional perspective. In this episode I visit with Jesse Caplan on some of the critical compliance issues facing the health care industry and health care providers as we move to businesses reopening.

 Caplan is the Managing Director of Corporate Oversight for Affiliated Monitors. Jesse is an attorney who has spent most of his career in the healthcare field, including as the General Counsel for the Massachusetts Executive Office of Health and Human Services. At AMI, Jesse leads independent monitoring and proactive assessments of compliance and ethics programs in the healthcare industry, including hospitals, physicians, addiction drug treatment facilities, health insurers and others. 

For more information on AMI, check out their website here.

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. This week, I visit with three Managing Directors from Affiliated Monitors about issues they are seeing around Covid-19 and the economy reopening, each from their professional perspective. In this episode I visit with Rod Grandon on issues around government contracting, government contractors and businesses which received PPP funding.

Grandon retired from the United States Government in 2017 after serving as a member of the Senior Executive Service with the Department of the Air Force and the US Coast Guard. Immediately prior to his retirement, Mr. Grandon was the Air Force Deputy General Counsel for Contractor Responsibility and Conflict Resolution. In that capacity, he served as the Air Force’s Suspending and Debarring Official, exercising authority to exclude contractors from the federal marketplace and entering into administrative agreements to provide contractors the opportunity to improve their operations and practices in lieu of suspension or debarment. He is the current co-chair of the ABA Public Contract Law Section, Suspension and Debarment Committee. He is a frequent speaker and lecturer on matters relating to contractor responsibility.

For more information on AMI, check out their website here.

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by David McLaughlin, the founder of QuantaVerse. McLaughlin’s business leadership philosophy and results-oriented approach were honed over the course of both his military and corporate careers. He spent six years as a naval officer, starting in 1986 as an Ensign in the U.S. Navy and attending flight school in Pensacola, FL. A graduate of the highly regarded TOPGUN program, McLaughlin also completed a combat tour in the Persian Gulf, where he was awarded the Distinguished Flying Cross and two Air Medals for bravery in combat. Prior to founding QuantaVerse, McLaughlin held senior executive positions with IPR International, NES Financial, and SEI. He graduated from West Virginia University and received a master’s degree from Webster University.

 In this episode, we consider some of the top questions QuantaVerse is hearing its clients; some of the top challenges financial institutions are facing during the Coronavirus health Crisis; how the reporting obligations of financial institutions impacted by the Coronavirus health crisis and the types of solutions that a financial institution can bring to bear at this point in time. We conclude with a discussion of how a financial institution can automate industry best practices when conducting an investigation, through the QuantaVerse Alert Investigator for Financial Institutions.

For more information on QuantaVerse, check out their website here.

For information on the QuantaVerse Alert Investigator for Financial Institutions, click here.

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Gabe Gumbs. Gabe is the Chief Innovation Officer at Spirion. He leads the Spirion product team through strategic product development to create technologies that push data security forward in an increasingly complex digital world. Prior to his new position at Spirion, Gumbs held a range of positions in security technology, including VP of Product Management at Spirion. Other prior positions include VP of Product Strategy at STEALTHbits Technologies, and Director of Research and Products at WhiteHat Security. Gumbs also served on the Board of Advisors at eGRC.com.

 In this episode, we consider some of the challenges around data in the age of Coronavirus. Gabe discusses some of the top questions he and his team are hearing from customers during this time of Coronavirus and economic dislocation around data privacy and data protection during the economic dislocation. Gabe observes that trends which were in play have been largely amplified as a result of Covid-19 and the attendant economic dislocation increased trends in cybersecurity compliance. We conclude with a discussion of Spirion's Data Discovery Agent and it can assist companies at this point in time and into Q3 and Q4.

For more information on Spirion, check out their website here.

Check out Spirion’s Data Discovery Agent, here.

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Scott Price. Scott has provided clients with security, assurance, and compliance solutions for nearly 20 years. In this time, he has completed over 2,000 SAS 70/SOC audits and has supported many Global 1000, Fortune 500, and regional companies. In 2009, Scott started A-LIGN to provide partnership to firms around the globe by solving their security and compliance problems. In 2016, Scott was selected to Accounting Today’s Managing Partner Elite, highlighting the leaders of accounting firms who stand out from their peers due to their ability to guide their firms through innovation, development of strong culture, and continued focus on growth.

 In this episode, we consider some of the challenges for compliance professionals in the current environment around how Coronavirus is impacting the security and compliance industry; what are the benefits of conducting a remote audit; and what will the compliance landscape look like 6-9 months from now for cyber-risk and cyber-security? We conclude with a look at what might be the “new normal” look like for both clients and compliance firms?

For more information on A-LIGN, check out their website here.

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Ray Dookhie is a managing director at K2 Intelligence FIN, with more than 25 years of experience in compliance, integrity risk monitoring and management, and investigations. His experience spans industries, with specific focus on financial services, life sciences, and real estate and construction. Prior to K2 Intelligence FIN, he worked for KPMG for over 20 years, most recently as a senior director with KPMG’s forensic services practice. Earlier in his career, Ray was a fraud investigator with the New York County District Attorney’s Office and the New York City Department of Investigation. He is a certified public accountant.

In this episode, we consider some of the challenges for compliance professionals in the current environment around fraud and risk management; what are some of the more holistic / programmatic things that compliance professionals can do to overcome some of these challenges at this point in time and conclude with what are some of the more tactical things that compliance professionals can do to overcome some of these challenges.

For more information on K2 Intelligence FIN, check out there website, here. 

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Sepideh Rowland, Vice President at K2 Intelligence FIN and head of managed services. She has over 20 years of regulatory compliance experience, including leadership positions at money services businesses, large financial institutions, and community banks. She is also Co-Chair of the U.S. Capital Chapter Advisory Board for ACAMS; as Co-Chair of the Advisory Board for the ABA/ABA Financial Crimes Enforcement Conference; and as an Advisory Board Member (former Chair) for the American Bankers Association Certified AML and Fraud Professional certification program.

In this episode, we consider the impact of the Payroll Protection Program on a bank’s Financial Crime Compliance Program; how has COVID-19 and PPP has impacted money laundering and fraud typologies; and conclude with how should banks think about their staffing models and resources.

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Gabe Hidalgo is a managing director at K2 Intelligence FIN. He has 20 years of legal, regulatory compliance, and AML experience working with wholesale and retail banks, FinTech companies, broker/dealers, and money services business entities. Hidalgo is a recognized subject-matter expert in the cryptocurrency and digital assets market. We discuss what Hidalgo sees as the top issues COVID-19 brought to light for financial entities, what should financial entities look out for as they begin to reopen and some core lessons learned that compliance programs can carry forward.

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the Voice of Compliance, I wanted to start a podcast which will help to bring both clarity and sanity to the compliance practitioner and compliance profession during this worldwide health and healthcare crisis. In this episode, I am joined by Eden Gillott, President at Gillott Communications, a crisis communication boutique firm. Eden visits with us about some of the top issues in corporate communications during this time of the coronavirus health crisis. We also look at the economic dislocation and what companies need to be thinking about around their communications looking into business reopening’s and into Q3 and Q4, 2020.

For more information on Gillott Communications check out their website here. Eden also has some great resources for the business executive, legal professional and Board of Director in the following books:

A Business Owner’s Guide to Crisis PR

A Board Member’s Guide to Crisis PR

A Lawyer’s Guide to Crisis PR

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