The Expert Interview Series is a segment of the COMPLY Podcast where we shine a spotlight on the industry leaders who are truly making a difference in the marketing compliance landscape. These boots-on-the-ground professionals work tirelessly to protect consumers while navigating the complex regulatory environment.

We’ll chat with these compliance experts as they share their real-world experiences, expertise, and practical insights. By hearing from those who are actively engaged in compliance, you'll gain valuable perspectives and actionable strategies to apply in your own work.

In this episode, I'm joined by Jim Downing, Chief Compliance Officer at JLL Securities and author of "The Fundamentals of Compliance." With a compliance career that began at FINRA, Jim has held leadership positions at major firms including JPMorgan Chase and BMO Harris.

We discuss:

• Strategies for building a robust and effective compliance program, no matter the industry
• The evolving landscape of compliance, including the impact of AI and upskilling
• How to balance technology with the essential human element
• The power of networking and mentorship for compliance professionals