Everything Compliance

Episode 155, To Tesla and Beyond Edition

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Welcome to this edition of the award-winning Everything Compliance. In this episode, we have the quartet of Matt Kelly, Jonathan Marks, Jonathan Armstrong, and special guest panelist Hemma Lomax, all hosted by Tom Fox, the Compliance Evangelist.

  1. Hemma Lomax examines the customers of a compliance program and introduces us to the terms EX and CX. She shouts out to AI for podcasters.
  2. Matt Kelly delves into Google’s compliance spending announcement and asks why the company does not have a Chief Compliance Officer. He both shouts out and rants about Marjorie Taylor Greene and her reading list.
  3. Jonathan Marks gives us a primer on corporate governance. He shouts out the quiet compliance professionals who do the day-to-day spadework of compliance.
  4. Jonathan Armstrong takes a deep dive into the finances of Tesla and its profitability. He shouts out to Operation Spider’s Web.
  5. Tom Fox highlights Wells Fargo’s compliance remediation, the Fed’s asset cap placed on Wells Fargo, and its subsequent removal.

    6. The members of Everything Compliance are:

    • Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at [email protected]
    • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]
    • Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/).  He adds an international focus and can be reached at [email protected].
    • Jonathan Marks – can be reached at [email protected]
    • Karen Moore – is a principal at Sounding Board Compliance and can be reached at [email protected]

      Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at [email protected]. The award-winning Everything Compliance is part of the Compliance Podcast Network.

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      Everything ComplianceBy Thomas Fox
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