KPC Smart Money Podcast

Episode 160: Stockbroker vs. Investment Advisor


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When seeking help on your stock market investments, do you find it confusing regarding services provided and advisor licensing?  There are many people that call themselves Investment Advisors, but are they really?  Today we discuss the differences between a stockbroker and an Investment Advisor.

Key Takeaways:
  1. What are the regulatory entities each is responsible to?
  2. What standards are they held to based on their licensing?
  3. How are each typically paid
  4. What services do each provide
...more
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KPC Smart Money PodcastBy Kevin and Karin Christ


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