COMPLY: The Marketing Compliance Podcast

Episode 74: From Compliance to Catalyst: AI's Role in RegTech - Part 2


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This week's COMPLY episode is part 2 of a discussion between John Zanzarella, PerformLine’s CRO, Ed Vincent, CEO of Lumio, Kunal Datta, Head of Product at Unit21, and Anna Fridman, Co-Founder of Spring Labs, as they take a deep dive into the transformative impact of AI on RegTech, exploring how AI-driven solutions are redefining compliance strategies for financial institutions.

This episode highlights:

  • Responsible AI Adoption: Technology must be responsible, explainable and auditable, not just powerful.
  • Practical AI Applications in Compliance: How to leverage AI tools integrated with existing platforms to improve efficiency and compliance quality.
  • Risk-Based Approach: custom automation settings and profiles; maintain transparency, auditability, and human oversight.

Show Notes:

  • Listen to Episode 1: https://performline.com/blog-post/episode-73-from-compliance-to-catalyst-ai-role-in-regtech-part-1/
  • Connect with John Zanzarella: https://www.linkedin.com/in/johnzanzarella/
  • Subscribe to PerformLine to stay connected to resources and updates: https://lp.performline.com/subscribe-to-performline
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COMPLY: The Marketing Compliance PodcastBy PerformLine