Everything Compliance

Episode 89, the Changes Coming Edition


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Welcome to the only roundtable podcast in compliance. The entire gang is thrilled to be honored by W3 as a top talk show in podcasting. In the context of several different stories, the full gang takes into the recent speech by Deputy Attorney General Lisa Monaco announcing a shift in enforcement focus by the DOJ. We end with a veritable mélange of shouts outs and rants.  

1. Karen Woody looks at it from the SEC perspective and reviews some additional remarks by SEC Chair Gensler on the topic. Karen shouts out to the TV show and pop culture phenomenon Succession.  

2. Jay Rosen discusses the speech from the monitorship perspective. Rosen has a melancholy rant about shooting victims on movie sets. Rosen shouts out to dads everywhere by honoring OBS, Odell Beckham, Sr. for getting his son out of Cleveland and to the LA Rams.

3. Matt Kelly gives an overview of the speech and what it all means. Kelly has a Shout Out to People Magazine and Paul Ruud. The Mag named Ruud the ‘Sexiest Man in America for 2021’.  

4. Jonathan Armstrong takes a look at the speech from the UK perspective and ties in a couple of recent UK data privacy enforcement actions. Armstrong shouts out and rants about the fraudster Dr. Ruja Ignatova and her fraudulent crypto currency OneCoin. 

5. Jonathan Marks talks about this speech will impact internal investigations. He continues his last rant about hotels. This time for booking him into an already occupied room.  

6. Tom Fox shouts out to the NFL Fashion Police for fining CeeDee Lamb over $15K for having his shirt tail out during a game while fining Aaron Rogers less than $15K for breaking Covid-19 protocols.  

The members of the Everything Compliance are:

•       Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at [email protected]

•       Karen Woody – One of the top academic experts on the SEC. Woody can be reached at [email protected]

•       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]

•       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at [email protected]

•       Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at [email protected]

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at [email protected]. Everything Compliance is a part of the Compliance Podcast Network

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Everything ComplianceBy Thomas Fox

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