Deep Dive: CFA® Level I Prep 2026

ETHICS - Standard III: Duties to Clients


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Standard III emphasizes the fiduciary responsibility investment professionals owe to their clients. It outlines duties such as loyalty, prudence, and care; ensuring fair dealing; preserving confidentiality; and providing suitable, objective advice. This standard reinforces that clients’ interests must always come first.

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Deep Dive: CFA® Level I Prep 2026By Deep Dive Prep