Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes back Vince Walden, CEO of konaAI, a Covasant company.

In this podcast, they take a deep dive into the UK’s Failure to Prevent Reporting (FTPR) offense, particularly in the context of vendor interactions and employee-third-party relations. Walden advocates for the implementation of robust compliance and fraud risk management programs, leveraging AI and machine learning to detect high-risk transactions and enhance business efficiency. He also highlights the global relevance of regulations like the UK Economic Crime and Corporate Transparency Act, stressing the necessity of robust fraud prevention measures to ensure compliance in a rapidly evolving legal landscape.

Key highlights:

Resources:

Vince Walden on LinkedIn

konaAI, a Covasant company

Click here for the konaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK’s New Fraud Legislation.

Tom Fox

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For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com.

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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes back Sam Silverstein in a conversation on the role of accountability in managing business disruptions and natural disasters.

Drawing from personal experiences and professional insights, they delve into the strategic framework necessary for businesses to navigate crises and rebuild stronger. Topics covered include pre-crisis preparedness, crisis response, stabilization phases, and recovery and growth, emphasizing the importance of a culture of accountability. Through practical steps and real-world examples, they explore how leaders can empower their teams, build trust with external stakeholders, and foster resilience within their organizations.

Key highlights:

Resources:

Connect with Sam Silverstein

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For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com.

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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Inge Zwick, ESG lead at Emapta Global, to discuss how the global outsourcing company integrates environmental, social, and governance (ESG) practices into its operations.

Inge explains Emapta Global’s presence, compliance strategies, and the importance of ESG in improving business efficiency. The conversation delves into the regional differences in ESG priorities and provides insights into how Emapta meets diverse client expectations across the globe. Inge also shares her passion for ESG, strategies for embedding ESG in corporate culture, and the benefits of ESG as a business differentiator. The episode concludes with practical takeaways for integrating ESG authentically into outsourcing models.

Key highlights:

Resources:

Connect with Inge Zwick

Connect with Emapta Global

 Tom Fox

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For more information on the use of AI in compliance programs, Tom Fox’s new book is Upping Your Game. You can purchase a copy of the book on Amazon.com.

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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes Steve Vincze back to discuss the recent corporate scandal involving executives from Astronomer.

Tom and Steve take a deep dive into governance, compliance, and internal controls, drawing parallels with historical cases like Boeing’s 2003 CEO scandal. Vincze shares five critical success factors and three essential elements for establishing an effective ethics and compliance program, emphasizing the importance of transparency, strong leadership, and re-establishing trust. He also discusses how military leadership and open communication can help rebuild a company’s culture post-scandal. The episode closes with practical advice for companies facing similar challenges and how they can recover and thrive.

Key highlights:

Resources:

Steve Vincze on LinkedIn

Trestle Compliance

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For more information on the use of AI in Compliance programs, Tom Fox’s new book is Upping Your Game. You can purchase a copy of the book on Amazon.com

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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Michelle Peirce from Hinckley Allen, where she co-chairs the White Collar and Government Enforcement Group.

They take a deep dive into Michelle’s article on the 10 Core Principles Common to Internal Investigations, discussing topics such as the importance of understanding the investigation’s purpose, maintaining privilege, the role of an engagement letter, deciding between written reports and verbal summaries, and the significance of billing and internal communications. Michelle also shares her insights from her professional background, including her experience as a special assistant district attorney, and touches on current pressures on compliance tied to self-disclosure to the DOJ. The conversation offers a comprehensive guide for organizations on conducting successful internal investigations.

Key highlights:

Resources:

Michelle Peirce on LinkedIn

Michelle Peirce at Hinckley Allen

10 Core Principles Common to Internal Investigations

Tom Fox

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For more information on the use of AI in compliance programs, my new book is Upping Your Game. You can purchase a copy of the book on Amazon.com.

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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes back Mike Huneke and Brent Carlson, who help us navigate the implications of secondary tariffs, focusing on recent developments following the President's announcement.

They explore why secondary tariffs could be considered the 'nuclear bomb' of trade sanctions, examining their potential impacts on various countries, particularly those doing business with Russia, such as China and India, as well as the broader geopolitical shifts affecting global trade patterns. The conversation emphasizes the need for multinational companies to reassess their supply chains and compliance strategies to mitigate potential risks associated with these tariffs. The episode underscores the importance of companies adapting to a rapidly evolving geopolitical landscape to ensure compliance and maintain their business operations.

Key highlights include:

Resources:

Brent Carlson on LinkedIn

Mike Huneke on LinkedIn

Tom Fox

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For more information on the use of AI in Compliance programs, see Tom Fox's new book, Upping Your Game. You can purchase a copy of the book on Amazon.com

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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. Today, Tom Fox welcomes back André Paris for an insightful discussion on various ethical challenges in today’s world. André revisits his role in compliance and ethics and provides updates on his work since the pandemic and delves into the issues of algorithmic bias, transparency, and the ethical ramifications of AI systems, particularly in surveillance and privacy. André also shares his experience as a PhD candidate researching AI’s impact on civil liberties. The episode further explores the ethical challenges in the sports industry, including corruption, doping, and harassment. Lastly, André talks about his book ETHICS & TRANSPARENCY: A Path To Compliance on Amazon and its practical applications in fostering an ethical corporate culture.

Key highlights include:

Resources:

André Paris on LinkedIn

ETHICS & TRANSPARENCY: A Path To Compliance on Amazon

André Paris Website

Tom Fox

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For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com.

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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. Today, Tom Fox welcomes Ellen Lafferty, a well-known figure in the compliance community with a distinguished career in both financial and educational institutions.

Ellen discusses her new book, ‘Anti-Bribery and Corruption Law and Compliance In a Nutshell,’ detailing what inspired her to write it and how it can serve as a comprehensive reference for both legal and compliance professionals. They explore Ellen’s transition from litigator to in-house compliance officer, emphasizing the importance of understanding the ultimate audience in legal advice. They also discuss the implications of recent changes in FCPA enforcement priorities by the U.S. government as of 2025 and how compliance professionals should adapt. Ellen emphasizes the importance of maintaining rigorous compliance programs and provides practical guidance on conducting self-assessments and gap analyses to ensure robust anti-bribery and corruption measures.

Resources:

Ellen Lafferty on LinkedIn

West Academic Publishing

Anti-Bribery and Corruption Law and Compliance in a Nutshell on Amazon

Tom Fox

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For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com.

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Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. Today, Tom Fox welcomes Peter Schablik, a seasoned professional in risk consulting and fraud detection. Peter shares his extensive background, including his transitions from consulting to audit and his experiences across various industries. The discussion explores the significance of fraud detection, critical thinking, and strategic fraud mitigation. Key topics include the role of management in fraud prevention, common misconceptions about fraud controls, technological and management overrides, and industry-specific fraud patterns. Peter also emphasizes the importance of basic controls, such as the segregation of duties, the need for a clear tone at the top, the effective use of hotlines, and thorough third-party risk assessments. Peter emphasizes the value of instinctual and behavioral analysis in fraud investigations, providing actionable advice for strengthening an organization’s fraud prevention program.

Resources:

Peter Schablik on LinkedIn

Want to Catch a Fraudster? Think Like a Cop

Tom Fox

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For more information on the use of AI in Compliance programs, see my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com

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Join Tom Fox and hundreds of other GRC professionals in the city that never sleeps, New York City, on July 9 & 10 for one of the top conferences around, #Risk New York. The current US landscape, shaped by evolving policies, rapid advancements in AI, and shifting global dynamics, demands adaptive strategies and cross-functional collaboration.

At #RISK New York, you will master the New Regulatory Reality by getting ahead of US regulatory shifts and their impact. Conquer AI and Tech Risk by Safeguarding Your Organization in an AI-Driven World and Understanding the Implications of Major Tech Investments. Navigate Financial and Crypto Volatility by Protecting Your Assets and Exploring Solutions in a Dynamic Market. Strengthen Your GRC Framework by Leveraging Governance, Risk, and Compliance for Strategic Advantage. Protect Digital Trust by addressing challenges in cybersecurity and data privacy, and combating misinformation. All while meeting with the country’s top #Risk management professionals.

In this episode, Tom Fox is joined by Tom Hardin, a former hedge fund analyst known as Tipper X, who shares his unique journey from insider trading informant to a global speaker on compliance and risk. Hardin previews his upcoming panel on applying behavioral science to design effective GRC programs at the #RiskNYC conference. He discusses topics such as cognitive biases, social norms, and rationalizations in decision-making, emphasizing the enduring nature of human behavior despite technological advancements. The episode highlights Hardin’s goal of fostering deeper connections between psychology, technology, and regulation to build more proactive and resilient risk cultures.

Resources:

#Risk Conference Series

#RiskNYC—Tickets and Information

Tom Hardin on LinkedIn

Visit Tipper X Website

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