Send us a text

accredited investor -------------------------- 1:05accumulation stage / unit -------------- 2:57acid test---------------------------------- 3:39active management style--------------- 5:07Act of 1933--------------------------------- 5:54Act of 1934---------------------------------- 6:42adjusted basis-------------------------- 8:18adjusted gross income---------------------- 8:41Administrator -------------------------- 9:18adoptions---------------------- 9:57ADR--------------------------------- 11:12

advertisement--------------------------------- 12:07agency basis--------------------------------- 12:36agency cross transaction---------------------- 12:57agent--------------------------------- 15:03aggressive investment strategy----------- 16:16all or none order (AON) ---------------------- 16:22alpha-------------------------------------------- 18:18alternative minimum tax (AMT) ----------- 19:29anti-dilutive covenant---------------------- 20:46arbitrage--------------------------------- 20:43arithmetic mean ---------------------- 23:16ask-------------------------------------------- 23:54assessable stock--------------------------------- 24:24

asset-------------------------------------------- 25:29asset class allocation---------------------- 25:47audited financial statement----------- 26:05back-end load--------------------------------- 26:31balanced fund--------------------------------- 27:27balance of payments---------------------- 28:05balance of trade--------------------------------- 28:05balance sheet---------------------- 31:02bank holding company---------------------- 31:36basis--------------------------------- 32:41basis point--------------------------------- 32:48bear--------------------------------------------- 33:27bear market------------------------------ 33:27benchmark portfolio-------------------------- 34:24beta--------------------------------------------- 18:18Black-Scholes------------------------------ 34:52blue-sky laws------------------------------ 35:02bona fide------------------------------ 35:10bond--------------------------------------------- 35:39bond fund------------------------------ 36:00bond rating------------------------------ 36:21bond yield------------------------------ 37:11book value per share-------------------------- 38:11breadth-of-market theory--------------- 38:48

brochure------------------------------ 39:47brochure supplement--------------- 39:47broker-dealer (BD) --------------------------- 41:50bull--------------------------------------------- 33:27bull market------------------------------ 33:27business cycle------------------------------ 42:59business risk------------------------------ 44:32bypass trust------------------------------ 44:56calendar year------------------------------ 45:40call--------------------------------------------- 46:00callable bond------------------------------ 46:26callable preferred stock--------------- 46:52call date------------------------------ 47:02call feature------------------------------ 47:18call provision------------------------------ 47:18call risk---------

📚 About the Podcast

Real-world finance explained the way exams and real life actually test it.
Ideal for the SIE, Series 7, Series 65/66, and anyone who wants to actually understand money—not just memorize buzzwords.

⚠️ Disclosure

This podcast is for educational purposes only and is not a recommendation to buy or sell any security. Opinions expressed are solely those of the host.

🚀 Go Deeper

Live classes, tutoring, practice questions, and bonus content:

👉 Website / Classes: https://capitaladvantagetutoring.com

👉 YouTube: https://youtube.com/@Series7exam

👉 Substack:https://substack.com/@series7whisperer?

New episodes weekly — subscribe so you don’t miss one.